REG - Goldman Sachs (EPT) Qualcomm Inc - Form 8.5 (EPT/RI) - Qualcomm INC
01/09/2025 12:00
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RNS Number : 4767X GoldmanSachs International 01 September 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date dealing undertaken: 29 August 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosing today for ALPHAWAVE IP GROUP PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 125,797 161.2708 USD 159.5300 USD
72
137.4083 EUR
137.4083 EUR
USD 0.0001 common Sales 123,650 161.3400 USD 159.5300 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Increasing a short position 72 137.4083 EUR
USD 0.0001 common SWAP Increasing a long position 3 160.7300 USD
USD 0.0001 common SWAP Increasing a long position 612 160.7300 USD
USD 0.0001 common SWAP Increasing a long position 35 160.7300 USD
USD 0.0001 common SWAP Reducing a long position 2 160.7300 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 7 (700) 155.0000 USD AMERICAN 16/01/2026 15.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 49 (4,900) 155.0000 USD AMERICAN 16/01/2026 15.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 155.0000 USD AMERICAN 16/01/2026 15.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 7 (700) 160.0000 USD AMERICAN 21/11/2025 10.2500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 21/11/2025 10.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 16/01/2026 12.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 18/09/2026 21.5500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 17/10/2025 6.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 15/01/2027 24.9000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 18 (1,800) 160.0000 USD AMERICAN 18/09/2026 21.5500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 165.0000 USD AMERICAN 20/03/2026 13.3000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 2 (200) 170.0000 USD AMERICAN 19/12/2025 7.0000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 6 (600) 170.0000 USD AMERICAN 19/12/2025 7.0000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 4 (400) 170.0000 USD AMERICAN 16/01/2026 7.8000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 175.0000 USD AMERICAN 19/12/2025 5.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 44 (4,400) 190.0000 USD AMERICAN 18/06/2026 7.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 190.0000 USD AMERICAN 18/06/2026 7.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 7 (700) 200.0000 USD AMERICAN 18/12/2026 9.9000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 200.0000 USD AMERICAN 18/06/2026 5.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 230.0000 USD AMERICAN 18/12/2026 4.9500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 38 (3,800) 230.0000 USD AMERICAN 18/12/2026 4.9513 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 230.0000 USD AMERICAN 18/12/2026 4.9500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 14 (1,400) 160.0000 USD AMERICAN 19/09/2025 3.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 4 (400) 160.0000 USD AMERICAN 17/10/2025 6.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 2 (200) 160.0000 USD AMERICAN 19/09/2025 3.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 2 (200) 160.0000 USD AMERICAN 19/09/2025 3.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 4 (400) 160.0000 USD AMERICAN 17/10/2025 6.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 2 (200) 160.0000 USD AMERICAN 17/10/2025 6.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 160.0000 USD AMERICAN 17/10/2025 6.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 8 (800) 165.0000 USD AMERICAN 19/09/2025 1.9300 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 165.0000 USD AMERICAN 17/10/2025 4.0000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 15 (1,500) 170.0000 USD AMERICAN 17/10/2025 2.4800 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 135.0000 USD AMERICAN 18/12/2026 10.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 20 (2,000) 135.0000 USD AMERICAN 16/01/2026 3.1500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 7 (700) 135.0000 USD AMERICAN 20/02/2026 4.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 135.0000 USD AMERICAN 20/02/2026 4.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 49 (4,900) 135.0000 USD AMERICAN 20/02/2026 4.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 140.0000 USD AMERICAN 19/12/2025 3.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 28 (2,800) 147.0000 USD AMERICAN 19/09/2025 0.7000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 5 (500) 155.0000 USD AMERICAN 17/10/2025 3.8500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 160.0000 USD AMERICAN 17/06/2027 23.6000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 20 (2,000) 160.0000 USD AMERICAN 19/12/2025 9.6500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 125.0000 USD AMERICAN 16/01/2026 1.7800 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 135.0000 USD AMERICAN 15/05/2026 6.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 17/10/2025 2.5900 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 17/10/2025 2.6000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 150.0000 USD AMERICAN 17/10/2025 2.5700 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 19 (1,900) 150.0000 USD AMERICAN 17/10/2025 2.4500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 26 (2,600) 150.0000 USD AMERICAN 17/10/2025 2.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 150.0000 USD AMERICAN 17/10/2025 2.4500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 150.0000 USD AMERICAN 17/10/2025 2.5100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 17/10/2025 2.4400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 17/10/2025 2.4500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 150.0000 USD AMERICAN 17/10/2025 2.5600 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 24 (2,400) 150.0000 USD AMERICAN 17/10/2025 2.4400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 150.0000 USD AMERICAN 17/10/2025 2.5800 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 13 (1,300) 150.0000 USD AMERICAN 17/10/2025 2.5600 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 155.0000 USD AMERICAN 12/09/2025 1.3300 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 155.0000 USD AMERICAN 17/10/2025 3.9500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 155.0000 USD AMERICAN 12/09/2025 1.3400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 17/10/2025 3.9500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 160.0000 USD AMERICAN 18/06/2026 16.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 170.0000 USD AMERICAN 18/12/2026 25.3000 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 01 September 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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