REG - Goldman Sachs (EPT) Qualcomm Inc - Form 8.5 (EPT/RI) - Qualcomm INC
Today 13:00
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RNS Number : 9503F GoldmanSachs International 03 November 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date dealing undertaken: 31 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosing today for ALPHAWAVE IP GROUP PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 154,142 181.9600 USD 178.2500 USD
25
157.4200 EUR
154.6800 EUR
USD 0.0001 common Sales 127,022 181.8578 USD 177.2600 USD
262
157.1002 EUR
153.5600 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Increasing a short position 17 154.6800 EUR
USD 0.0001 common CFD Increasing a short position 11 154.7200 EUR
USD 0.0001 common CFD Reducing a short position 248 157.1002 EUR
USD 0.0001 common SWAP Increasing a short position 92 180.9000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 13 (1,300) 170.0000 USD AMERICAN 20/02/2026 22.5000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 137 (13,700) 170.0000 USD AMERICAN 20/02/2026 22.5000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 5 (500) 170.0000 USD AMERICAN 20/02/2026 22.5000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 29 (2,900) 170.0000 USD AMERICAN 20/02/2026 22.5000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 3 (300) 180.0000 USD AMERICAN 19/12/2025 10.4500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 8 (800) 190.0000 USD AMERICAN 18/06/2026 19.0500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 2 (200) 190.0000 USD AMERICAN 18/06/2026 19.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 190.0000 USD AMERICAN 18/06/2026 19.2500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 195.0000 USD AMERICAN 20/03/2026 12.3500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 195.0000 USD AMERICAN 20/03/2026 12.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 207.5000 USD AMERICAN 21/11/2025 1.3400 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 9 (900) 210.0000 USD AMERICAN 18/06/2026 12.8000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 210.0000 USD AMERICAN 18/06/2026 12.8000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 230.0000 USD AMERICAN 18/06/2026 8.6500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 9 (900) 230.0000 USD AMERICAN 18/06/2026 8.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 7.0500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 5 (500) 180.0000 USD AMERICAN 07/11/2025 7.1000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.0000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.1000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 182.5000 USD AMERICAN 07/11/2025 6.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 185.0000 USD AMERICAN 19/12/2025 8.5500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 185.0000 USD AMERICAN 14/11/2025 5.7500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 125.0000 USD AMERICAN 18/06/2026 2.9600 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 11 (1,100) 140.0000 USD AMERICAN 18/06/2026 5.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 26 (2,600) 140.0000 USD AMERICAN 18/06/2026 5.2500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 3 (300) 140.0000 USD AMERICAN 18/06/2026 5.2500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 140.0000 USD AMERICAN 18/06/2026 5.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 36 (3,600) 150.0000 USD AMERICAN 18/12/2026 12.5100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 13 (1,300) 170.0000 USD AMERICAN 18/06/2026 14.8000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 1 (100) 170.0000 USD AMERICAN 21/11/2025 3.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 2 (200) 175.0000 USD AMERICAN 18/06/2026 17.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 11 (1,100) 175.0000 USD AMERICAN 18/06/2026 17.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Purchasing 2 (200) 175.0000 USD AMERICAN 18/06/2026 17.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 170.0000 USD AMERICAN 21/11/2025 3.2500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 170.0000 USD AMERICAN 14/11/2025 2.6100 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 170.0000 USD AMERICAN 14/11/2025 2.6000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 177.5000 USD AMERICAN 14/11/2025 5.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 177.5000 USD AMERICAN 14/11/2025 5.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 11 (1,100) 177.5000 USD AMERICAN 14/11/2025 5.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.4000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 180.0000 USD AMERICAN 07/11/2025 5.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 185.0000 USD AMERICAN 19/12/2025 12.7500 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 November 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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