REG - Goldman Sachs (EPT) Qualcomm Inc - Form 8.5 (EPT/RI) - Qualcomm
Today 12:00
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RNS Number : 6076N GoldmanSachs International 19 June 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: (GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
relates: INCORPORATED)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is ALPHAWAVE IP GROUP PLC
connected:
(d) Date dealing undertaken: 18 June 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - disclosing today for ALPHAWAVE IP GROUP PLC
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common Purchases 70,780 155.2469 USD 153.3549 USD
USD 0.0001 common Sales 68,267 155.4758 USD 153.3796 USD
77
135.0200 EUR
135.0200 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD Reducing a short position 7 135.0200 EUR
USD 0.0001 common SWAP Increasing a long position 930 153.6300 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common Call Option / (1.00 : 100.00) Purchasing 1 (100) 165.0000 USD AMERICAN 18/07/2025 1.7300 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 15/08/2025 12.4500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 13 (1,300) 150.0000 USD AMERICAN 20/03/2026 23.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 29 (2,900) 150.0000 USD AMERICAN 21/11/2025 17.7410 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 6 (600) 150.0000 USD AMERICAN 21/11/2025 17.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 150.0000 USD AMERICAN 21/11/2025 17.6000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 21 (2,100) 155.0000 USD AMERICAN 18/07/2025 5.9000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 2 (200) 155.0000 USD AMERICAN 19/09/2025 11.9000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 18 (1,800) 155.0000 USD AMERICAN 21/11/2025 15.6500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 73 (7,300) 155.0000 USD AMERICAN 21/11/2025 15.7000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 5 (500) 155.0000 USD AMERICAN 16/01/2026 17.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 11 (1,100) 155.0000 USD AMERICAN 19/09/2025 11.5000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 160.0000 USD AMERICAN 18/07/2025 3.4500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 3 (300) 160.0000 USD AMERICAN 15/08/2025 6.7500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 50 (5,000) 165.0000 USD AMERICAN 19/09/2025 7.1500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 170.0000 USD AMERICAN 15/08/2025 3.9000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 175.0000 USD AMERICAN 19/09/2025 4.4000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 12 (1,200) 180.0000 USD AMERICAN 16/01/2026 7.8500 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 3 (300) 185.0000 USD AMERICAN 15/01/2027 17.3000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 10 (1,000) 190.0000 USD AMERICAN 16/01/2026 5.2000 USD
USD 0.0001 common Call Option / (1.00 : 100.00) Selling 1 (100) 195.0000 USD AMERICAN 15/01/2027 14.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 24 (2,400) 130.0000 USD AMERICAN 21/11/2025 5.0000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 135.0000 USD AMERICAN 21/11/2025 6.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 72 (7,200) 135.0000 USD AMERICAN 21/11/2025 6.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 135.0000 USD AMERICAN 19/12/2025 7.0500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 140.0000 USD AMERICAN 21/11/2025 7.8500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 45 (4,500) 145.0000 USD AMERICAN 19/12/2025 11.1500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 17/10/2025 7.7500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 19/12/2025 11.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 18/07/2025 1.9400 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 145.0000 USD AMERICAN 17/10/2025 7.7000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 3 (300) 145.0000 USD AMERICAN 17/10/2025 7.7000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 150.0000 USD AMERICAN 17/10/2025 10.1000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 6 (600) 150.0000 USD AMERICAN 19/12/2025 12.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 51 (5,100) 150.0000 USD AMERICAN 18/07/2025 3.2000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 5 (500) 150.0000 USD AMERICAN 15/08/2025 6.5000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 9 (900) 155.0000 USD AMERICAN 15/08/2025 9.1500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 155.0000 USD AMERICAN 19/09/2025 10.6500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 7 (700) 155.0000 USD AMERICAN 19/12/2025 14.6500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 155.0000 USD AMERICAN 19/12/2025 14.7500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 165.0000 USD AMERICAN 21/11/2025 19.3000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 4 (400) 165.0000 USD AMERICAN 16/01/2026 20.6000 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 1 (100) 170.0000 USD AMERICAN 21/11/2025 22.1500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 11 (1,100) 180.0000 USD AMERICAN 18/06/2026 34.3500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 185.0000 USD AMERICAN 18/06/2026 38.5500 USD
USD 0.0001 common Put Option / (1.00 : 100.00) Selling 2 (200) 185.0000 USD AMERICAN 18/06/2026 37.6000 USD
(ii) Exercise
Class of relevant security Product description Exercising / exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 19 June 2025
Contact name: Papa Lette and Andrzej Szyszka
Telephone number: +33(1) 4212 1459 / +48(22) 317 4817
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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