REG - Goldman Sachs (EPT) Qualcomm Inc - Form 8.5 (EPT/RI) - Qualcomm

QualcommAnnouncement

Mon 11:15

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RNS Number : 2154C  GoldmanSachs International  06 October 2025

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            (GS) GOLDMAN SACHS INTERNATIONAL
 (b) Name of offeror/offeree in relation to whose relevant securities this form  AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
 relates:                                                                        INCORPORATED)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        ALPHAWAVE IP GROUP PLC
 connected:
 (d) Date dealing undertaken:                                                    03 October 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - disclosing today for ALPHAWAVE IP GROUP PLC
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           Purchases         80                          145.0800 EUR                          143.9600 EUR

98,513
170.9600 USD
168.8500 USD
 USD 0.0001 common           Sales             95,681                      171.4650 USD                          169.1800 USD

16
144.9000 EUR
144.1880 EUR

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  Increasing a short position                                                    42                              143.9600 EUR
 USD 0.0001 common           CFD                  Increasing a short position                                                    7                               144.6400 EUR
 USD 0.0001 common           CFD                  Opening a short position                                                       20                              145.0800 EUR
 USD 0.0001 common           SWAP                 Increasing a short position                                                    13                              168.8500 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  1 (100)                                       160.0000 USD             AMERICAN                       15/01/2027   31.0000 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  23 (2,300)                                    160.0000 USD             AMERICAN                       19/12/2025   16.3500 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  1 (100)                                       180.0000 USD             AMERICAN                       20/03/2026   12.0000 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  2 (200)                                       180.0000 USD             AMERICAN                       20/03/2026   12.0000 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  1 (100)                                       185.0000 USD             AMERICAN                       20/02/2026   8.6500 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  2 (200)                                       200.0000 USD             AMERICAN                       18/09/2026   12.0500 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  12 (1,200)                                    260.0000 USD             AMERICAN                       15/01/2027   5.3000 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Purchasing                                  46 (4,600)                                    260.0000 USD             AMERICAN                       15/01/2027   5.3002 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Selling                                     1 (100)                                       170.0000 USD             AMERICAN                       17/10/2025   3.8500 USD
 USD 0.0001 common           Call Option / (1.00 : 100.00)         Selling                                     1 (100)                                       175.0000 USD             AMERICAN                       21/11/2025   6.7000 USD
 USD 0.0001 common           Put Option / (1.00 : 100.00)          Purchasing                                  2 (200)                                       125.0000 USD             AMERICAN                       16/01/2026   0.8700 USD
 USD 0.0001 common           Put Option / (1.00 : 100.00)          Purchasing                                  3 (300)                                       130.0000 USD             AMERICAN                       19/12/2025   0.8300 USD
 USD 0.0001 common           Put Option / (1.00 : 100.00)          Purchasing                                  1 (100)                                       165.0000 USD             AMERICAN                       19/12/2025   8.0500 USD
 USD 0.0001 common           Put Option / (1.00 : 100.00)          Selling                                     88 (8,800)                                    165.0000 USD             AMERICAN                       15/01/2027   20.1000 USD

 

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

 

 Date of disclosure:  06 October 2025
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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