REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI)-Aqua Acquisition Sub LLC
Wed 13:45
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RNS Number : 4046Q Morgan Stanley Capital Services LLC 09 July 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 08 July 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common SALES 326,974 160.3971 USD 158.0900 USD
USD 0.0001 common PURCHASES 37,440 160.4416 USD 158.8000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 292,721 158.0900 USD
USD 0.0001 common CFD increasing a long position 219 159.4500 USD
USD 0.0001 common CFD increasing a long position 911 159.4500 USD
USD 0.0001 common CFD increasing a long position 50 159.4700 USD
USD 0.0001 common CFD increasing a long position 2,800 159.5000 USD
USD 0.0001 common CFD increasing a long position 7 159.6297 USD
USD 0.0001 common CFD increasing a long position 57 159.9200 USD
USD 0.0001 common CFD increasing a short position 896 158.0900 USD
USD 0.0001 common CFD increasing a short position 500 159.0688 USD
USD 0.0001 common CFD increasing a short position 87 159.4500 USD
USD 0.0001 common CFD increasing a short position 52 159.4500 USD
USD 0.0001 common CFD increasing a short position 57 159.4500 USD
USD 0.0001 common CFD increasing a short position 2,809 159.4508 USD
USD 0.0001 common CFD increasing a short position 425 159.6785 USD
USD 0.0001 common CFD increasing a short position 4,553 159.7546 USD
USD 0.0001 common CFD increasing a short position 741 159.7921 USD
USD 0.0001 common CFD increasing a short position 19 160.2282 USD
USD 0.0001 common CFD increasing a short position 15,853 160.3996 USD
USD 0.0001 common CFD reducing a long position 50 158.8000 USD
USD 0.0001 common CFD reducing a long position 7 159.2843 USD
USD 0.0001 common CFD reducing a long position 2,200 159.4500 USD
USD 0.0001 common CFD reducing a long position 117 159.4700 USD
USD 0.0001 common CFD reducing a long position 110 159.4700 USD
USD 0.0001 common CFD reducing a long position 4,900 159.6498 USD
USD 0.0001 common CFD reducing a short position 896 158.0900 USD
USD 0.0001 common CFD reducing a short position 5 159.2900 USD
USD 0.0001 common CFD reducing a short position 96 159.4500 USD
USD 0.0001 common CFD reducing a short position 19 159.4500 USD
USD 0.0001 common CFD reducing a short position 50 159.4700 USD
USD 0.0001 common CFD reducing a short position 6,902 159.4799 USD
USD 0.0001 common CFD reducing a short position 3 159.5000 USD
USD 0.0001 common CFD reducing a short position 3,500 159.5000 USD
USD 0.0001 common CFD reducing a short position 1,384 159.5651 USD
USD 0.0001 common CFD reducing a short position 153 159.5651 USD
USD 0.0001 common CFD reducing a short position 1,389 159.6721 USD
USD 0.0001 common CFD reducing a short position 510 159.7112 USD
USD 0.0001 common CFD reducing a short position 240 159.7255 USD
USD 0.0001 common CFD reducing a short position 1,229 159.7522 USD
USD 0.0001 common CFD reducing a short position 42 159.9389 USD
USD 0.0001 common CFD reducing a short position 15 159.9605 USD
USD 0.0001 common CFD reducing a short position 24 159.9791 USD
USD 0.0001 common CFD reducing a short position 15 159.9885 USD
USD 0.0001 common CFD reducing a short position 1,492 160.0144 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 09 July 2025
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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