REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

18/08/2025 10:30

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RNS Number : 7227V  Morgan Stanley Capital Services LLC  18 August 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    15 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         11,861                      158.1783 USD                          157.6073 USD
 USD 0.0001 common           SALES             430,181                     158.9178 USD                          157.5571 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     194                             157.2545 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     116                             157.5600 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     113                             157.5837 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     3,112                           157.7428 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     74                              157.8520 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     170                             157.9003 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     424,290                         158.0900 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    9                               157.5552 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    718                             157.7561 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    2,300                           157.7711 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    32                              157.8500 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    1,574                           157.8500 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    5,127                           157.8500 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    2                               158.1900 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       63                              157.5552 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       286                             158.0278 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       148                             158.0365 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      9                               157.5837 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      3                               157.6550 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      597                             157.8334 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      208                             157.8500 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      3                               157.8500 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      2                               157.9250 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      50                              158.8000 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  18 August 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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