REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI)- Aqua Acquisition Sub LLC

QualcommAnnouncement

28/08/2025 11:30

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RNS Number : 0751X  Morgan Stanley Capital Services LLC  28 August 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    27 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           SALES             2,983                       159.8900 USD                          158.1714 USD
 USD 0.0001 common           PURCHASES         12,082                      159.8913 USD                          158.3600 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     105                             158.3600 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     39                              159.6167 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    120                             159.2905 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    3,575                           159.3514 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    6,156                           159.3514 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    61                              159.8913 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       41                              158.7044 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       79                              159.3486 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       109                             159.5538 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       14                              159.6607 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       377                             159.6647 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       16                              159.7681 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       55                              159.7734 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      18                              158.2327 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      32                              158.3600 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      123                             159.7700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      739                             159.7700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1                               159.7700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      43                              159.7721 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  28 August 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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