REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI)- Aqua Acquisition Sub LLC

QualcommAnnouncement

01/09/2025 11:15

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250901:nRSA4632Xa&default-theme=true

RNS Number : 4632X  Morgan Stanley Capital Services LLC  01 September 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    29 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           SALES             11,875                      161.1850 USD                          159.5300 USD
 USD 0.0001 common           PURCHASES         2,507,012                   161.4000 USD                          159.5300 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     77                              159.5300 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     537                             160.6924 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     32                              160.7300 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     16                              161.0928 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     34                              161.1801 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    69,744                          160.7526 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    13                              161.4000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       7                               160.7406 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       18                              160.7443 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       2,141,030                       160.8000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       70,691                          160.8000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       222,660                         160.8000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       52                              160.8308 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       112                             160.9984 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       69                              161.1399 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       6                               161.1400 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       3                               161.1400 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       20                              161.2201 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      11                              160.5800 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      150                             160.6263 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      190                             160.7300 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1                               160.7300 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1,053                           160.7492 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      438                             161.1500 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  01 September 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERUARRRVBUKRAR