REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

04/09/2025 09:15

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RNS Number : 0306Y  Morgan Stanley Capital Services LLC  04 September 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    03 September 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         14,532                      159.5700 USD                          156.9968 USD
 USD 0.0001 common           SALES             261,331                     159.5700 USD                          156.5600 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     297                             156.4282 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     25                              157.7608 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     13                              159.5700 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    609                             156.4824 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    144                             157.0857 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    686                             157.2024 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    394                             157.2024 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    45                              157.2780 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    179                             157.2800 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    54                              157.7587 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       578                             157.7587 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       32                              158.6000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       472                             159.4712 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       2                               159.5700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      607                             156.4628 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      297                             156.7501 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      644                             156.8998 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      2                               157.2800 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1,435                           157.3291 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      619                             158.1552 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      124                             159.5700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      81                              159.5700 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  04 September 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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