REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

08/09/2025 10:15

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RNS Number : 4092Y  Morgan Stanley Capital Services LLC  08 September 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    05 September 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         7,606                       160.7122 USD                          159.7130 USD
 USD 0.0001 common           SALES             507,662                     160.7136 USD                          159.6623 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     501,046                         159.7100 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     296                             159.8402 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     2                               160.1900 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     3,100                           160.7136 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    1,671                           159.7184 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    2,454                           159.8400 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       20                              159.2781 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       12                              159.6901 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       643                             159.7248 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       52                              159.8686 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       19                              160.2037 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       71                              160.5000 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       167                             160.6024 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      643                             159.7913 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      504                             159.8402 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      25                              159.8420 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      16                              160.5000 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  08 September 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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