REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
13/10/2025 11:30
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RNS Number : 1247D Morgan Stanley Capital Services LLC 13 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 10 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader No
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 11,640 164.2200 USD 153.5900 USD
USD 0.0001 common SALES 42,850 164.8600 USD 153.5820 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 2 153.5900 USD
USD 0.0001 common CFD increasing a long position 4,935 153.5952 USD
USD 0.0001 common CFD increasing a long position 5,104 156.7796 USD
USD 0.0001 common CFD increasing a long position 396 157.8737 USD
USD 0.0001 common CFD increasing a long position 991 158.1950 USD
USD 0.0001 common CFD increasing a long position 620 158.6598 USD
USD 0.0001 common CFD increasing a long position 5 159.3420 USD
USD 0.0001 common CFD increasing a long position 16 159.3524 USD
USD 0.0001 common CFD increasing a long position 126 159.3525 USD
USD 0.0001 common CFD increasing a long position 1,556 159.3525 USD
USD 0.0001 common CFD increasing a long position 705 159.3525 USD
USD 0.0001 common CFD increasing a long position 400 159.3525 USD
USD 0.0001 common CFD increasing a long position 106 159.3525 USD
USD 0.0001 common CFD increasing a long position 245 159.3525 USD
USD 0.0001 common CFD increasing a long position 1,809 159.3525 USD
USD 0.0001 common CFD increasing a long position 198 159.3525 USD
USD 0.0001 common CFD increasing a long position 4,000 160.2615 USD
USD 0.0001 common CFD increasing a long position 15,226 161.7206 USD
USD 0.0001 common CFD increasing a long position 35 162.9174 USD
USD 0.0001 common CFD increasing a long position 720 164.7253 USD
USD 0.0001 common CFD increasing a long position 249 164.8600 USD
USD 0.0001 common CFD increasing a short position 339 153.5900 USD
USD 0.0001 common CFD increasing a short position 800 157.4050 USD
USD 0.0001 common CFD increasing a short position 3 157.6300 USD
USD 0.0001 common CFD increasing a short position 203 158.0025 USD
USD 0.0001 common CFD increasing a short position 256 159.7034 USD
USD 0.0001 common CFD increasing a short position 1,517 159.7034 USD
USD 0.0001 common CFD increasing a short position 427 159.7900 USD
USD 0.0001 common CFD increasing a short position 73 159.7900 USD
USD 0.0001 common CFD increasing a short position 2,634 161.3978 USD
USD 0.0001 common CFD increasing a short position 467 161.3978 USD
USD 0.0001 common CFD increasing a short position 20 164.2200 USD
USD 0.0001 common CFD reducing a long position 54 154.7264 USD
USD 0.0001 common CFD reducing a long position 39 155.1075 USD
USD 0.0001 common CFD reducing a long position 152 155.1871 USD
USD 0.0001 common CFD reducing a long position 150 157.8967 USD
USD 0.0001 common CFD reducing a long position 41 158.0735 USD
USD 0.0001 common CFD reducing a long position 10 160.5400 USD
USD 0.0001 common CFD reducing a long position 2,000 163.3999 USD
USD 0.0001 common CFD reducing a long position 30 163.6283 USD
USD 0.0001 common CFD reducing a long position 111 164.8600 USD
USD 0.0001 common CFD reducing a short position 3 153.5900 USD
USD 0.0001 common CFD reducing a short position 137 153.5900 USD
USD 0.0001 common CFD reducing a short position 200 154.9266 USD
USD 0.0001 common CFD reducing a short position 10 155.0200 USD
USD 0.0001 common CFD reducing a short position 200 155.9050 USD
USD 0.0001 common CFD reducing a short position 72 156.4100 USD
USD 0.0001 common CFD reducing a short position 19 159.0100 USD
USD 0.0001 common CFD reducing a short position 800 160.8263 USD
USD 0.0001 common CFD reducing a short position 21 161.1907 USD
USD 0.0001 common CFD reducing a short position 1 162.7600 USD
USD 0.0001 common CFD reducing a short position 1,699 162.7972 USD
USD 0.0001 common CFD reducing a short position 35 162.9174 USD
USD 0.0001 common CFD reducing a short position 5 163.3820 USD
USD 0.0001 common CFD reducing a short position 1 164.1900 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 13 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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