REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
15/10/2025 11:15
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20251015:nRSO5073Da&default-theme=true
RNS Number : 5073D Morgan Stanley Capital Services LLC 15 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 14 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader No
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common SALES 9,274 163.7900 USD 159.3000 USD
USD 0.0001 common PURCHASES 363,266 163.9250 USD 159.4500 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 559 159.4295 USD
USD 0.0001 common CFD increasing a long position 1 161.3000 USD
USD 0.0001 common CFD increasing a long position 621 161.7270 USD
USD 0.0001 common CFD increasing a long position 3 162.7000 USD
USD 0.0001 common CFD increasing a short position 33 162.4960 USD
USD 0.0001 common CFD increasing a short position 3 163.1880 USD
USD 0.0001 common CFD increasing a short position 21 163.7950 USD
USD 0.0001 common CFD reducing a long position 70 159.4500 USD
USD 0.0001 common CFD reducing a long position 1 160.5500 USD
USD 0.0001 common CFD reducing a long position 358,477 161.7800 USD
USD 0.0001 common CFD reducing a long position 84 162.6755 USD
USD 0.0001 common CFD reducing a long position 180 162.8100 USD
USD 0.0001 common CFD reducing a long position 2 163.1880 USD
USD 0.0001 common CFD reducing a long position 59 163.6739 USD
USD 0.0001 common CFD reducing a long position 1 163.7950 USD
USD 0.0001 common CFD reducing a long position 75 163.9373 USD
USD 0.0001 common CFD reducing a long position 65 163.9538 USD
USD 0.0001 common CFD reducing a long position 18 164.1093 USD
USD 0.0001 common CFD reducing a short position 117 159.3000 USD
USD 0.0001 common CFD reducing a short position 2 159.3750 USD
USD 0.0001 common CFD reducing a short position 30 160.2300 USD
USD 0.0001 common CFD reducing a short position 178 160.6492 USD
USD 0.0001 common CFD reducing a short position 87 160.6492 USD
USD 0.0001 common CFD reducing a short position 32 160.6492 USD
USD 0.0001 common CFD reducing a short position 244 160.6492 USD
USD 0.0001 common CFD reducing a short position 45 161.7393 USD
USD 0.0001 common CFD reducing a short position 2,063 161.7400 USD
USD 0.0001 common CFD reducing a short position 1 161.7400 USD
USD 0.0001 common CFD reducing a short position 1 162.1100 USD
USD 0.0001 common CFD reducing a short position 50 162.2550 USD
USD 0.0001 common CFD reducing a short position 161 162.7216 USD
USD 0.0001 common CFD reducing a short position 1 163.0700 USD
USD 0.0001 common CFD reducing a short position 2,953 163.5423 USD
USD 0.0001 common CFD reducing a short position 83 163.7900 USD
USD 0.0001 common CFD reducing a short position 1 163.8900 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 15 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERPKPBKKBDDPKD
Copyright 2019 Regulatory News Service, all rights reservedRecent news on Qualcomm
See all newsREG - TIG Advisors, LLC Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - Jefferies Intl Ltd Qualcomm Inc - Form 8.3 Qualcomm Incorporated
AnnouncementREG - Qualcomm Inc - Prevailing Market Exchange Rate
AnnouncementREG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - Jefferies Intl Ltd Qualcomm Inc - Form 8.3 Qualcomm Incorporated
Announcement