REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

17/10/2025 10:45

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RNS Number : 8596D  Morgan Stanley Capital Services LLC  17 October 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley Capital Services LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    16 October 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    NO
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         1,434                       164.4900 USD                          163.5683 USD
 USD 0.0001 common           SALES             8,146                       164.7852 USD                          163.2700 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  increasing a long position                                                     24                              162.9525 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     384                             163.0695 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     137                             163.2799 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     121                             163.9676 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     542                             164.4816 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     28                              164.4900 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     172                             164.5237 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     50                              164.6000 USD
 USD 0.0001 common           CFD                  increasing a long position                                                     10                              164.7700 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    6                               163.5683 USD
 USD 0.0001 common           CFD                  increasing a short position                                                    58                              163.8452 USD
 USD 0.0001 common           CFD                  reducing a long position                                                       10                              164.0145 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      143                             163.7461 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      15                              163.7461 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      349                             164.0800 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      9                               164.0800 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      4                               164.0825 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1                               164.1700 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      3,521                           164.3078 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1                               164.3500 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      34                              164.4900 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      1                               164.6400 USD
 USD 0.0001 common           CFD                  reducing a short position                                                      3                               164.7267 USD

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  17 October 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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