REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) -Aqua Acquisition Sub LLC
31/10/2025 09:15
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RNS Number : 6902F Morgan Stanley Capital Services LLC 31 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 30 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 14,948 179.3176 USD 177.2600 USD
USD 0.0001 common SALES 12,664 179.6000 USD 177.2600 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 239 178.0785 USD
USD 0.0001 common CFD increasing a long position 27 178.2657 USD
USD 0.0001 common CFD increasing a long position 53 178.3792 USD
USD 0.0001 common CFD increasing a long position 5 178.4016 USD
USD 0.0001 common CFD increasing a long position 23 178.4016 USD
USD 0.0001 common CFD increasing a long position 78 178.4016 USD
USD 0.0001 common CFD increasing a long position 40 178.4016 USD
USD 0.0001 common CFD increasing a long position 8 178.4016 USD
USD 0.0001 common CFD increasing a long position 408 178.4016 USD
USD 0.0001 common CFD increasing a long position 155 178.4016 USD
USD 0.0001 common CFD increasing a long position 73 178.4869 USD
USD 0.0001 common CFD increasing a long position 31 178.5096 USD
USD 0.0001 common CFD increasing a long position 40 178.5503 USD
USD 0.0001 common CFD increasing a long position 129 178.9800 USD
USD 0.0001 common CFD increasing a long position 48 179.0750 USD
USD 0.0001 common CFD increasing a long position 303 179.5440 USD
USD 0.0001 common CFD increasing a short position 157 177.4562 USD
USD 0.0001 common CFD increasing a short position 200 178.7400 USD
USD 0.0001 common CFD increasing a short position 24 179.0796 USD
USD 0.0001 common CFD increasing a short position 190 179.2658 USD
USD 0.0001 common CFD increasing a short position 32 179.2934 USD
USD 0.0001 common CFD reducing a long position 53 177.2580 USD
USD 0.0001 common CFD reducing a long position 1,079 178.1773 USD
USD 0.0001 common CFD reducing a long position 1,226 178.2790 USD
USD 0.0001 common CFD reducing a long position 26 178.2813 USD
USD 0.0001 common CFD reducing a long position 1 178.3653 USD
USD 0.0001 common CFD reducing a long position 1,495 178.5743 USD
USD 0.0001 common CFD reducing a long position 6,051 178.5989 USD
USD 0.0001 common CFD reducing a long position 1,443 178.8279 USD
USD 0.0001 common CFD reducing a long position 2 179.1353 USD
USD 0.0001 common CFD reducing a long position 1 179.1853 USD
USD 0.0001 common CFD reducing a short position 2,418 177.2600 USD
USD 0.0001 common CFD reducing a short position 4,536 177.7528 USD
USD 0.0001 common CFD reducing a short position 10 177.8161 USD
USD 0.0001 common CFD reducing a short position 52 178.4679 USD
USD 0.0001 common CFD reducing a short position 9 178.5503 USD
USD 0.0001 common CFD reducing a short position 6 178.6700 USD
USD 0.0001 common CFD reducing a short position 5 178.8200 USD
USD 0.0001 common CFD reducing a short position 1,188 179.4500 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 31 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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