REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
Yesterday 10:15
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RNS Number : 9124F Morgan Stanley Capital Services LLC 03 November 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 31 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common SALES 37,637 181.5189 USD 177.6620 USD
USD 0.0001 common PURCHASES 10,887 181.6854 USD 178.0812 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 313 178.0614 USD
USD 0.0001 common CFD increasing a long position 194 178.0614 USD
USD 0.0001 common CFD increasing a long position 209 178.2500 USD
USD 0.0001 common CFD increasing a long position 2,705 179.9647 USD
USD 0.0001 common CFD increasing a long position 2,030 179.9647 USD
USD 0.0001 common CFD increasing a long position 118 180.7462 USD
USD 0.0001 common CFD increasing a long position 30 180.9182 USD
USD 0.0001 common CFD increasing a long position 39 180.9621 USD
USD 0.0001 common CFD increasing a long position 207 180.9938 USD
USD 0.0001 common CFD increasing a long position 600 181.0065 USD
USD 0.0001 common CFD increasing a long position 124 181.0691 USD
USD 0.0001 common CFD increasing a long position 1 181.1738 USD
USD 0.0001 common CFD increasing a long position 15 181.1738 USD
USD 0.0001 common CFD increasing a long position 32 181.1738 USD
USD 0.0001 common CFD increasing a long position 84 181.1738 USD
USD 0.0001 common CFD increasing a long position 8 181.1738 USD
USD 0.0001 common CFD increasing a long position 1 181.1738 USD
USD 0.0001 common CFD increasing a long position 4 181.1738 USD
USD 0.0001 common CFD increasing a long position 23,512 181.3064 USD
USD 0.0001 common CFD increasing a short position 124 179.7596 USD
USD 0.0001 common CFD increasing a short position 26 180.8980 USD
USD 0.0001 common CFD increasing a short position 7,035 180.9000 USD
USD 0.0001 common CFD increasing a short position 4,800 181.0103 USD
USD 0.0001 common CFD increasing a short position 10 181.3090 USD
USD 0.0001 common CFD increasing a short position 35 181.6691 USD
USD 0.0001 common CFD increasing a short position 39 181.6854 USD
USD 0.0001 common CFD reducing a long position 93 179.7596 USD
USD 0.0001 common CFD reducing a long position 39 180.8980 USD
USD 0.0001 common CFD reducing a short position 32 178.1374 USD
USD 0.0001 common CFD reducing a short position 51 180.6333 USD
USD 0.0001 common CFD reducing a short position 520 180.6333 USD
USD 0.0001 common CFD reducing a short position 136 180.6333 USD
USD 0.0001 common CFD reducing a short position 313 180.6333 USD
USD 0.0001 common CFD reducing a short position 582 180.8478 USD
USD 0.0001 common CFD reducing a short position 727 180.9000 USD
USD 0.0001 common CFD reducing a short position 7,035 180.9000 USD
USD 0.0001 common CFD reducing a short position 47 180.9000 USD
USD 0.0001 common CFD reducing a short position 75 180.9621 USD
USD 0.0001 common CFD reducing a short position 29 180.9768 USD
USD 0.0001 common CFD reducing a short position 300 181.4000 USD
USD 0.0001 common CFD reducing a short position 17 181.6323 USD
USD 0.0001 common CFD reducing a short position 3 181.7603 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 03 November 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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