REG - Morgan Stanley Cap Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
15/12/2025 08:30
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RNS Number : 5628L Morgan Stanley Capital Services LLC 15 December 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 12 December 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 4,866 181.8964 USD 178.2900 USD
USD 0.0001 common SALES 8,396 182.9080 USD 178.2900 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 5 179.7227 USD
USD 0.0001 common CFD increasing a long position 3,386 180.4471 USD
USD 0.0001 common CFD increasing a long position 1,780 180.4471 USD
USD 0.0001 common CFD increasing a long position 7 181.2800 USD
USD 0.0001 common CFD increasing a long position 204 181.2800 USD
USD 0.0001 common CFD increasing a short position 100 178.2880 USD
USD 0.0001 common CFD increasing a short position 392 178.2900 USD
USD 0.0001 common CFD increasing a short position 268 178.8778 USD
USD 0.0001 common CFD increasing a short position 600 180.3376 USD
USD 0.0001 common CFD reducing a long position 344 178.4593 USD
USD 0.0001 common CFD reducing a long position 8 178.8095 USD
USD 0.0001 common CFD reducing a long position 20 178.8579 USD
USD 0.0001 common CFD reducing a long position 28 178.8766 USD
USD 0.0001 common CFD reducing a long position 34 178.8956 USD
USD 0.0001 common CFD reducing a long position 6 178.9507 USD
USD 0.0001 common CFD reducing a long position 5 179.0075 USD
USD 0.0001 common CFD reducing a long position 8 179.0635 USD
USD 0.0001 common CFD reducing a long position 37 179.3669 USD
USD 0.0001 common CFD reducing a long position 30 179.3821 USD
USD 0.0001 common CFD reducing a long position 44 179.5258 USD
USD 0.0001 common CFD reducing a long position 41 179.5331 USD
USD 0.0001 common CFD reducing a long position 38 179.6224 USD
USD 0.0001 common CFD reducing a long position 35 179.6448 USD
USD 0.0001 common CFD reducing a long position 45 179.7200 USD
USD 0.0001 common CFD reducing a long position 48 180.1443 USD
USD 0.0001 common CFD reducing a long position 52 180.3055 USD
USD 0.0001 common CFD reducing a long position 702 181.8964 USD
USD 0.0001 common CFD reducing a long position 1,371 181.8964 USD
USD 0.0001 common CFD reducing a short position 260 179.6892 USD
USD 0.0001 common CFD reducing a short position 46 180.6365 USD
USD 0.0001 common CFD reducing a short position 371 181.2615 USD
USD 0.0001 common CFD reducing a short position 2 181.4200 USD
USD 0.0001 common CFD reducing a short position 5 182.9080 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 15 December 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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