REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI)-Aqua Acquisition Sub LLC

QualcommAnnouncement

Wed 14:00

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RNS Number : 4057Q  Morgan Stanley & Co. Int'l plc  09 July 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    08 July 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         58                          137.9600 EUR                          135.0000 EUR
 USD 0.0001 common           SALES             292,779                     137.9600 EUR                          134.6765 EUR
 USD 0.0001 common           PURCHASES         323,936                     160.3607 USD                          158.0900 USD
 USD 0.0001 common           SALES             29,712                      160.4600 USD                          158.8057 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description         Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                    e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                         position
 USD 0.0001 common           Open End Knock Out Warrant  LONG                                                                           1,011                           2.2471 EUR
 USD 0.0001 common           Open End Knock Out Warrant  SHORT                                                                          2,500                           0.2420 EUR
 USD 0.0001 common           Open End Knock Out Warrant  SHORT                                                                          10,000                          0.3000 EUR
 USD 0.0001 common           Open End Knock Out Warrant  SHORT                                                                          18,000                          0.4000 EUR
 USD 0.0001 common           Open End Knock Out Warrant  SHORT                                                                          700                             1.3300 EUR
 USD 0.0001 common           Warrants                    LONG                                                                           6,000                           1.4392 EUR
 USD 0.0001 common           Warrants                    LONG                                                                           373                             2.7900 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          27,792                          0.2142 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          10,000                          0.2440 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          110                             0.9400 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          7,710                           1.4270 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          649                             1.4911 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          2,000                           1.7300 EUR
 USD 0.0001 common           Warrants                    SHORT                                                                          746                             2.7629 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  09 July 2025
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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