REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

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RNS Number : 7465Q  Morgan Stanley & Co. Int'l plc  11 July 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    10 July 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         102                         136.7800 EUR                          135.7906 EUR
 USD 0.0001 common           SALES             63                          136.7800 EUR                          135.3200 EUR
 USD 0.0001 common           PURCHASES         52,761                      159.8775 USD                          158.0000 USD
 USD 0.0001 common           SALES             52,966                      159.8775 USD                          158.0000 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                  position
 USD 0.0001 common           CFD                                                  increasing a short position                                                    16                              135.7020 EUR
 USD 0.0001 common           CFD                                                  increasing a short position                                                    40                              136.7800 EUR
 USD 0.0001 common           CFD                                                  increasing a short position                                                    23                              136.7821 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      39                              136.7800 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MJ4X836)   LONG                                                                           888                             2.2500 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MJ4X836)   SHORT                                                                          898                             2.2250 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MJ73R16)   LONG                                                                           448                             7.0600 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MJ73R16)   SHORT                                                                          150                             7.0300 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK60CM4)      SHORT                                                                          400                             2.6100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME3XLD6)                       SHORT                                                                          220                             2.4900 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       LONG                                                                           2,009                           1.3801 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       SHORT                                                                          1,130                           1.3976 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG6F4L4)                       LONG                                                                           373                             2.6800 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7CQS6)                       LONG                                                                           1,150                           1.2300 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  11 July 2025
 Contact name:        Craig Horsley
 Telephone number:    +44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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