REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

14/08/2025 11:00

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250814:nRSN3613Va&default-theme=true

RNS Number : 3613V  Morgan Stanley & Co. Int'l plc  14 August 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    13 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES-Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         63                          133.0800 EUR                          131.2000 EUR
 USD 0.0001 common           SALES             146                         133.0800 EUR                          131.3800 EUR
 USD 0.0001 common           PURCHASES         26,166                      156.7314 USD                          153.9027 USD
 USD 0.0001 common           SALES             25,387                      156.7650 USD                          153.9027 USD
 USD 0.0001 common           PURCHASES         5                           2,928.9100 MXN                        2,928.9100 MXN

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                  position
 USD 0.0001 common           CFD                                                  increasing a long position                                                     14                              133.0800 EUR
 USD 0.0001 common           CFD                                                  increasing a short position                                                    5                               2,928.9100 MXN
 USD 0.0001 common           CFD                                                  reducing a short position                                                      1                               131.7000 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      114                             132.7505 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      1                               133.0800 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BQRCMH14)   LONG                                                                           186                             8.9400 SEK
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BQRCMH14)   LONG                                                                           509                             9.7900 SEK
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BQRCMH14)   SHORT                                                                          133                             9.0100 SEK
 USD 0.0001 common           Constant Leverage Certificate (ISIN  GB00BQRCMH14)   SHORT                                                                          509                             9.8200 SEK
 USD 0.0001 common           Discount Certificates (ISIN  DE000MG45MB5)           SHORT                                                                          675                             125.0556 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MB882A5)      SHORT                                                                          580                             6.0100 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MC1XRE7)      LONG                                                                           56                              9.0300 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000ME359N4)      LONG                                                                           970                             2.8000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MJ4MHF5)      LONG                                                                           600                             1.6200 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5GST9)      LONG                                                                           1,470                           1.6200 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5H5U3)      SHORT                                                                          50                              1.5000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       LONG                                                                           7,946                           0.9116 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       SHORT                                                                          15,733                          0.9171 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG4PKQ2)                       LONG                                                                           350                             2.0100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG4VLH7)                       LONG                                                                           1,575                           0.9400 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFK9)                       SHORT                                                                          321                             3.1100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFQ6)                       SHORT                                                                          200                             2.1800 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  14 August 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERFIFSATRISLIE