REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

29/08/2025 11:30

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RNS Number : 2532X  Morgan Stanley & Co. Int'l plc  29 August 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    28 August 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES-Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           SALES             21                          136.9600 EUR                          136.7200 EUR
 USD 0.0001 common           PURCHASES         31                          137.8900 EUR                          136.9600 EUR
 USD 0.0001 common           SALES             16,164                      160.8000 USD                          159.4600 USD
 USD 0.0001 common           PURCHASES         17,553                      160.8139 USD                          159.4300 USD
 USD 0.0001 common           SALES             10                          2,998.8500 MXN                        2,929.7800 MXN

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                  position
 USD 0.0001 common           CFD                                                  increasing a short position                                                    1                               137.1000 EUR
 USD 0.0001 common           CFD                                                  increasing a short position                                                    28                              137.8900 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      19                              136.7200 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      10                              2,964.3150 MXN
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MG4NZM4)   SHORT                                                                          462                             2.1600 EUR
 USD 0.0001 common           Discount Certificates (ISIN  DE000MG45MH2)           LONG                                                                           10                              115.3100 EUR
 USD 0.0001 common           Mini Future (ISIN  GB00BL011Q29)                     LONG                                                                           178                             78.2100 SEK
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MJ2FX47)      LONG                                                                           145                             3.6400 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MJ4MHF5)      LONG                                                                           1,000                           1.3500 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5GST9)      LONG                                                                           240                             2.1600 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5H5U3)      LONG                                                                           1,000                           1.9900 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK5H5U3)      SHORT                                                                          1,000                           1.9000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       LONG                                                                           5,875                           1.0555 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7CPP4)                       LONG                                                                           6,000                           0.0280 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7CPX8)                       SHORT                                                                          30,000                          0.3800 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ5QF68)                       SHORT                                                                          760                             2.3732 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  29 August 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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