REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
09/10/2025 08:15
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RNS Number : 7278C Morgan Stanley & Co. Int'l plc 09 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 08 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 115 144.9000 EUR 141.4400 EUR
USD 0.0001 common SALES 384,847 144.9000 EUR 141.8553 EUR
USD 0.0001 common PURCHASES 393,020 168.1100 USD 164.8513 USD
USD 0.0001 common SALES 9,338 168.1100 USD 164.8513 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 35 144.9000 EUR
USD 0.0001 common CFD increasing a short position 88 141.8448 EUR
USD 0.0001 common CFD increasing a short position 4 142.5000 EUR
USD 0.0001 common CFD reducing a long position 2 144.9000 EUR
USD 0.0001 common CFD reducing a short position 2 142.8500 EUR
USD 0.0001 common CFD reducing a short position 17 144.1376 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MC2RF81) SHORT 200 3.7000 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 4 196.4400 SEK
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) LONG 8 144.0100 EUR
USD 0.0001 common Mini Future (ISIN DE000MD888G7) LONG 140 9.6600 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 15 69.3500 SEK
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359P9) SHORT 140 3.6100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME38FG8) LONG 230 6.6700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG8P9R6) SHORT 100 5.2400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG99DZ0) SHORT 25 4.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDU3) SHORT 250 2.8000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) SHORT 1,235 2.4300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK8ZBW3) SHORT 358 2.8300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK919L1) LONG 450 3.1700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T23) SHORT 350 1.4700 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 340 1.3800 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 109,378 0.2140 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 24,055 0.2238 EUR
USD 0.0001 common Warrants (ISIN DE000MG87HU7) SHORT 561 0.8900 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 2,349 2.9917 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 1,810 3.0916 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 423 3.0143 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 2,181 3.0465 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 09 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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