REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
13/10/2025 11:45
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RNS Number : 1283D Morgan Stanley & Co. Int'l plc 13 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 10 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 116 143.8400 EUR 136.5389 EUR
USD 0.0001 common SALES 139 143.8400 EUR 137.5200 EUR
USD 0.0001 common PURCHASES 51,477 164.8600 USD 153.5900 USD
USD 0.0001 common SALES 52,807 164.8600 USD 153.5900 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a short position 40 136.5460 EUR
USD 0.0001 common CFD increasing a short position 48 138.7165 EUR
USD 0.0001 common CFD increasing a short position 2 139.4000 EUR
USD 0.0001 common CFD increasing a short position 2 141.9200 EUR
USD 0.0001 common CFD reducing a long position 9 138.7165 EUR
USD 0.0001 common CFD reducing a short position 20 137.5200 EUR
USD 0.0001 common CFD reducing a short position 3 137.5200 EUR
USD 0.0001 common CFD reducing a short position 1 139.4300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MB7K6F4) LONG 300 0.6000 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MJ73R16) LONG 4,000 6.2300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MJ73R16) SHORT 5,000 6.1900 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCU3) SHORT 2,000 0.6700 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK45R42) LONG 120 4.0800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK45R42) SHORT 72 2.8000 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK4F8F1) LONG 12 16.7600 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK4F8F1) SHORT 12 15.5700 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) LONG 203 4.9300 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) LONG 203 4.9400 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) LONG 202 4.9500 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) LONG 405 4.9700 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) LONG 1,908 5.2400 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) SHORT 806 4.8300 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) SHORT 207 4.8500 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BSJJYX45) SHORT 1,908 4.8900 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 8 138.6400 SEK
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) SHORT 8 133.9700 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 17 61.5300 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 17 61.5500 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 64.7700 SEK
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MJ8R3Z4) SHORT 3,777 0.2700 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MK3KXN9) SHORT 1,300 0.3900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD7MBU6) LONG 500 3.3300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG6GYV7) LONG 80 4.6200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG6GYV7) SHORT 80 5.0700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830R3) LONG 400 2.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG8P9R6) LONG 207 4.6900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) SHORT 40 3.3100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) SHORT 300 3.3500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ3Z0K7) SHORT 225 4.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ76S53) LONG 350 4.8400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ7XRS7) LONG 150 3.8600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4EVH6) LONG 985 7.9200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDN8) LONG 204 2.3000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDS7) LONG 230 2.2900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDT5) LONG 179 2.2500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) LONG 203 1.8400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GSU7) LONG 250 1.8100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) LONG 1,235 1.5900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 120 1.1800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) SHORT 527 1.3702 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK7Y3V3) LONG 113 2.5600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK8ZBW3) LONG 358 2.5900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK919L1) LONG 758 2.4232 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK919L1) SHORT 758 2.6386 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T23) LONG 350 0.7500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM3P4T6) LONG 412 0.2300 EUR
USD 0.0001 common Warrants (ISIN DE000ME3J7A4) LONG 1,100 1.3800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 7,660 1.1088 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,178 1.1529 EUR
USD 0.0001 common Warrants (ISIN DE000ME7X2C9) SHORT 125 2.0500 EUR
USD 0.0001 common Warrants (ISIN DE000ME8VLZ2) SHORT 3,000 0.1590 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9D1) SHORT 50,000 0.1600 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPK5) SHORT 10,000 0.3700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPX8) SHORT 1,000 0.4100 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) SHORT 300 2.1900 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 132,656 0.1666 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 67,878 0.1803 EUR
USD 0.0001 common Warrants (ISIN DE000MG87HU7) LONG 1,324 0.6700 EUR
USD 0.0001 common Warrants (ISIN DE000MG8J0Q5) SHORT 2,500 0.8900 EUR
USD 0.0001 common Warrants (ISIN DE000MG9CHH4) SHORT 310 1.4300 EUR
USD 0.0001 common Warrants (ISIN DE000MG9GUL0) SHORT 200 1.9400 EUR
USD 0.0001 common Warrants (ISIN DE000MG9GUN6) SHORT 300 2.5800 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5HVC0) SHORT 500 1.5700 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PW4) SHORT 4,000 0.5975 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) SHORT 380 1.6021 EUR
USD 0.0001 common Warrants (ISIN DE000MK56VT7) SHORT 315 3.1900 EUR
USD 0.0001 common Warrants (ISIN DE000MK8AE47) LONG 530 2.6100 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 1,330 2.7012 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 522 2.9036 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 200 2.5800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 499 3.0200 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFY0) SHORT 220 1.3900 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 13 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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