REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI)-Aqua Acquisition Sub LLC
14/10/2025 11:15
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RNS Number : 3059D Morgan Stanley & Co. Int'l plc 14 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 13 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common SALES 181 139.0000 EUR 135.9400 EUR
USD 0.0001 common PURCHASES 409 139.2200 EUR 136.1180 EUR
USD 0.0001 common PURCHASES 84,353 162.2994 USD 155.9500 USD
USD 0.0001 common SALES 85,826 162.2994 USD 155.9500 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 47 138.7788 EUR
USD 0.0001 common CFD increasing a short position 10 136.1180 EUR
USD 0.0001 common CFD increasing a short position 385 136.3878 EUR
USD 0.0001 common CFD reducing a short position 48 138.7788 EUR
USD 0.0001 common CFD reducing a short position 10 138.9800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCR9) SHORT 1,000 2.5300 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) LONG 8 138.0800 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MM098Y5) SHORT 5 107.4900 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) LONG 4,654 3.2200 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) SHORT 4,654 3.0900 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) LONG 200 2.2800 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) SHORT 200 2.1800 EUR
USD 0.0001 common Mini Future (ISIN DE000MM28BU2) SHORT 90 1.3700 EUR
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 16 77.4400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 16 63.8300 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 161 62.0700 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 62.7800 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 64.8200 SEK
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MJ8R3Z4) LONG 3,777 0.2900 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MK3KXP4) SHORT 1,600 0.3200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830R3) SHORT 400 1.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) SHORT 2,000 2.9700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ3Z0K7) LONG 350 4.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631F4) SHORT 700 6.6600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) SHORT 500 1.6300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 100 1.2200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) LONG 500 0.3900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 41,329 1.1848 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 4,000 1.2700 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9D1) LONG 50,000 0.1700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPE8) SHORT 280 1.8200 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) LONG 300 2.3100 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) SHORT 430 2.3300 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 35,733 0.2019 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 31,038 0.2021 EUR
USD 0.0001 common Warrants (ISIN DE000MG87HY9) LONG 468 2.8000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5HVC0) LONG 500 1.8100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QF68) SHORT 200 2.5000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QFF7) SHORT 3,000 1.0100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ6ZT45) LONG 200 0.0960 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PW4) LONG 4,000 0.6700 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85QB6) LONG 414 0.3000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) LONG 800 1.5400 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) SHORT 500 1.2500 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8KAQ2) SHORT 888 0.6900 EUR
USD 0.0001 common Warrants (ISIN DE000MK56VY7) SHORT 350 2.9300 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 175 2.7600 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 2,356 2.8530 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 200 2.6800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 3,238 2.7721 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 14 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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