REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
15/10/2025 11:30
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RNS Number : 5092D Morgan Stanley & Co. Int'l plc 15 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 14 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 270,519 140.3600 EUR 137.6400 EUR
USD 0.0001 common SALES 7 140.3600 EUR 140.1400 EUR
USD 0.0001 common PURCHASES 18,746 163.8996 USD 159.0000 USD
USD 0.0001 common SALES 290,550 163.9979 USD 159.0000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a short position 2 137.6400 EUR
USD 0.0001 common CFD increasing a short position 2 140.1800 EUR
USD 0.0001 common CFD reducing a long position 7 140.0200 EUR
USD 0.0001 common CFD reducing a short position 2 140.1800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4NZM4) LONG 200 2.2000 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MJ73R16) LONG 5,000 6.4100 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK8F7V6) LONG 100 5.8000 EUR
USD 0.0001 common Mini Future (ISIN DE000MB9YPF0) SHORT 18 5.8500 EUR
USD 0.0001 common Mini Future (ISIN DE000MM28BU2) LONG 90 1.4100 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 161 62.2900 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 20 62.4900 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 25 63.0300 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 66.1600 SEK
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359N4) SHORT 100 3.4900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ0VWT4) SHORT 150 4.7800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDU3) LONG 34 2.1500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) LONG 1,000 2.2000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GSU7) LONG 600 1.8300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) LONG 500 1.7800 EUR
USD 0.0001 common Warrants (ISIN DE000MB9D637) SHORT 1,000 0.5300 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 2,180 1.3025 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,800 1.1711 EUR
USD 0.0001 common Warrants (ISIN DE000MG7QQY4) SHORT 700 1.2300 EUR
USD 0.0001 common Warrants (ISIN DE000MG83V86) LONG 500 0.9300 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 6,350 0.1815 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 6,097 0.1927 EUR
USD 0.0001 common Warrants (ISIN DE000MG9CHH4) LONG 310 1.7400 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PW4) SHORT 694 0.7200 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 1,199 2.6384 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 1,200 2.6600 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 15 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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