REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI)-Aqua Acquisition Sub LLC

QualcommAnnouncement

16/10/2025 11:15

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RNS Number : 6882D  Morgan Stanley & Co. Int'l plc  16 October 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    15 October 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         293                         140.8000 EUR                          139.1570 EUR
 USD 0.0001 common           SALES             15                          140.8000 EUR                          138.6200 EUR
 USD 0.0001 common           PURCHASES         351,464                     163.4331 USD                          160.7290 USD
 USD 0.0001 common           SALES             349,804                     163.9800 USD                          160.7290 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                  position
 USD 0.0001 common           CFD                                                  increasing a short position                                                    272                             139.8873 EUR
 USD 0.0001 common           CFD                                                  increasing a short position                                                    2                               140.7200 EUR
 USD 0.0001 common           CFD                                                  reducing a long position                                                       12                              139.6500 EUR
 USD 0.0001 common           CFD                                                  reducing a short position                                                      2                               138.6200 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MC2W7D6)   SHORT                                                                          300                             3.4100 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MK3WCR9)   SHORT                                                                          1,000                           2.7900 EUR
 USD 0.0001 common           Mini Future (ISIN  GB00BL01V629)                     LONG                                                                           25                              65.7200 SEK
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK7Y3V3)      SHORT                                                                          100                             2.9300 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM3P4T6)      LONG                                                                           859                             0.0010 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM40474)      LONG                                                                           1,200                           0.0010 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN DE000MM1VU29)       SHORT                                                                          350                             1.3900 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       LONG                                                                           7,570                           1.2786 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                       SHORT                                                                          38,200                          1.2325 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YZ2)                       LONG                                                                           1,000                           2.4200 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YZ2)                       SHORT                                                                          1,000                           2.3700 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG6EGX5)                       SHORT                                                                          10,000                          2.1900 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG6M9D1)                       LONG                                                                           50,000                          0.2000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                       LONG                                                                           42,910                          0.1959 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                       SHORT                                                                          2,300                           0.2180 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85PW4)                       SHORT                                                                          15,000                          0.7000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ8FY57)                       LONG                                                                           80                              1.6400 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFN3)                       LONG                                                                           999                             2.8100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFN3)                       SHORT                                                                          1,347                           2.8206 EUR
 USD 0.0001 common           Warrants  (ISIN DE000MK50CL7)                        SHORT                                                                          310                             3.3200 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 USD 0.0001 common           CALL                                  WRITING                                     295,880                                       187.0081                 European                       13/11/2025   1.4387 USD

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  16 October 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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