REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
17/10/2025 10:45
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RNS Number : 8600D Morgan Stanley & Co. Int'l plc 17 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 16 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 295 141.6000 EUR 140.5229 EUR
USD 0.0001 common SALES 226 141.6021 EUR 140.4400 EUR
USD 0.0001 common SALES 8,845 164.5002 USD 162.9617 USD
USD 0.0001 common PURCHASES 7,999 164.7500 USD 162.9617 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 22 141.2000 EUR
USD 0.0001 common CFD increasing a short position 14 140.5229 EUR
USD 0.0001 common CFD increasing a short position 182 140.5231 EUR
USD 0.0001 common CFD reducing a long position 4 140.9000 EUR
USD 0.0001 common CFD reducing a short position 14 141.2000 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG1STD1) LONG 85 5.8300 EUR
USD 0.0001 common Mini Future (ISIN DE000MB9YPF0) SHORT 36 6.1500 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 65.7200 SEK
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG7U9Y6) SHORT 1,481 1.3400 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG8JB15) SHORT 3,500 0.7000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD9HTP4) SHORT 60 4.6858 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631F4) LONG 700 6.9100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) SHORT 129 1.9300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK7Y3V3) SHORT 45 3.0300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T15) SHORT 200 1.4600 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 1,440 1.3147 EUR
USD 0.0001 common Warrants (ISIN DE000MG6F4L4) SHORT 174 2.8700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPW0) SHORT 6,000 1.0200 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 77,026 0.2136 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 5,000 0.2160 EUR
USD 0.0001 common Warrants (ISIN DE000MJ77HZ1) SHORT 220 3.0500 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TS81) LONG 300 3.3400 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSC2) LONG 45,000 0.8876 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSC2) SHORT 48,428 0.8669 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 350 2.9486 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 1,499 2.8300 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 499 2.8200 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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