REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
21/10/2025 11:00
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RNS Number : 2270E Morgan Stanley & Co. Int'l plc 21 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 20 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES -Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 222 142.5800 EUR 139.2200 EUR
USD 0.0001 common SALES 96 142.5800 EUR 142.0111 EUR
USD 0.0001 common PURCHASES 11,521 167.3039 USD 163.3400 USD
USD 0.0001 common SALES 13,714 167.3225 USD 163.3400 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a long position 48 142.3604 EUR
USD 0.0001 common CFD increasing a long position 22 142.5800 EUR
USD 0.0001 common CFD increasing a short position 15 139.4187 EUR
USD 0.0001 common CFD increasing a short position 185 139.4890 EUR
USD 0.0001 common CFD increasing a short position 2 140.0600 EUR
USD 0.0001 common CFD reducing a long position 1 140.7600 EUR
USD 0.0001 common CFD reducing a long position 10 142.5800 EUR
USD 0.0001 common CFD reducing a short position 17 142.5800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK8F7V6) LONG 100 4.9800 EUR
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 15 67.1700 SEK
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MB6R377) LONG 100 8.4600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME3FZ03) SHORT 1 5.1100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9KW65) SHORT 300 4.4000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDU3) SHORT 37 2.8100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 100 2.1700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK7Y3V3) SHORT 130 3.0400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM1VU29) LONG 350 1.6700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM1VU29) SHORT 200 1.4500 EUR
USD 0.0001 common Warrants (ISIN DE000MB9D637) LONG 1,000 0.6000 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 8,068 1.3162 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPX8) LONG 51,000 0.5600 EUR
USD 0.0001 common Warrants (ISIN DE000MG7U036) LONG 5,000 1.0100 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 19,550 0.2025 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 14,000 0.2079 EUR
USD 0.0001 common Warrants (ISIN DE000MK7HLJ9) LONG 4,000 0.6000 EUR
USD 0.0001 common Warrants (ISIN DE000MK7HLJ9) SHORT 4,000 0.4800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFL7) SHORT 177 3.3700 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 500 2.8400 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 1,500 2.9967 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 500 2.8000 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 999 2.9700 EUR
USD 0.0001 common Warrants (ISIN DE000MM4J9V8) SHORT 8,500 1.2300 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 21 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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