REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

24/10/2025 10:15

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RNS Number : 7663E  Morgan Stanley & Co. Int'l plc  24 October 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    23 October 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           SALES             19                          146.0971 EUR                          144.8000 EUR
 USD 0.0001 common           PURCHASES         88,640                      146.5800 EUR                          145.7779 EUR
 USD 0.0001 common           PURCHASES         13,686                      171.1900 USD                          168.3500 USD
 USD 0.0001 common           SALES             104,625                     171.1900 USD                          168.1965 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                               Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                               position
 USD 0.0001 common           CFD                                               increasing a long position                                                     2                               144.8000 EUR
 USD 0.0001 common           CFD                                               increasing a short position                                                    3                               145.8800 EUR
 USD 0.0001 common           CFD                                               reducing a long position                                                       5                               146.5000 EUR
 USD 0.0001 common           CFD                                               reducing a long position                                                       2                               146.5800 EUR
 USD 0.0001 common           CFD                                               reducing a short position                                                      3                               144.8000 EUR
 USD 0.0001 common           Mini Future (ISIN  GB00BL01V629)                  LONG                                                                           2,195                           72.4600 SEK
 USD 0.0001 common           Mini Future (ISIN  GB00BL01V629)                  SHORT                                                                          70                              70.9900 SEK
 USD 0.0001 common           Mini Future (ISIN  GB00BL01V629)                  SHORT                                                                          2,195                           72.8900 SEK
 USD 0.0001 common           Mini Future (ISIN  GB00BSJKZC38)                  LONG                                                                           19                              107.4100 SEK
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK4UDV1)   LONG                                                                           2,500                           3.0000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK4UDV1)   SHORT                                                                          3,448                           2.9200 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK6EL04)   LONG                                                                           100                             2.3900 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM68HU5)   SHORT                                                                          414                             2.4200 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME58ED6)                    LONG                                                                           800                             2.5000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                    LONG                                                                           1,282                           1.5100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7CPX8)                    LONG                                                                           49,000                          0.6000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG7U036)                    SHORT                                                                          5,000                           0.8600 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                    LONG                                                                           8,300                           0.2478 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG87HY9)                    LONG                                                                           1,000                           3.4500 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85PW4)                    LONG                                                                           1,250                           0.8300 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85PX2)                    LONG                                                                           100                             2.4000 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK8TSC2)                    LONG                                                                           1,714                           1.1700 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  24 October 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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