REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC
31/10/2025 09:15
For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20251031:nRSe6900Fa&default-theme=true
RNS Number : 6900F Morgan Stanley & Co. Int'l plc 31 October 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 30 October 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common SALES 717 135.5848 GBP 135.5848 GBP
USD 0.0001 common PURCHASES 216 155.0000 EUR 153.6100 EUR
USD 0.0001 common SALES 54 155.1800 EUR 153.6600 EUR
USD 0.0001 common PURCHASES 22,107 179.4963 USD 177.2600 USD
USD 0.0001 common SALES 14,410 179.4963 USD 177.2600 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common CFD increasing a short position 2 153.3400 EUR
USD 0.0001 common CFD increasing a short position 2 153.6100 EUR
USD 0.0001 common CFD increasing a short position 162 154.0501 EUR
USD 0.0001 common CFD increasing a short position 8 155.0100 EUR
USD 0.0001 common CFD reducing a long position 3 153.9100 EUR
USD 0.0001 common CFD reducing a short position 12 155.1800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MC2W7C8) SHORT 46 18.2770 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG0D5N5) SHORT 1,300 1.6800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCN8) SHORT 120 12.5300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) LONG 31 218.0600 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 31 222.1200 SEK
USD 0.0001 common Mini Future (ISIN DE000MG6G722) LONG 147 4.9100 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) LONG 1,000 0.6500 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) SHORT 1,000 0.6600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD7MBU6) SHORT 200 5.1500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD8WDB9) LONG 240 5.3800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD950L5) SHORT 100 6.4100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359M6) SHORT 250 4.8700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME47K03) SHORT 100 7.8000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) SHORT 500 5.0300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) SHORT 250 3.6040 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6LS57) SHORT 830 3.0400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) SHORT 276 2.2461 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM68HV3) LONG 2,000 1.3100 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 4,599 2.0082 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 16,225 2.0273 EUR
USD 0.0001 common Warrants (ISIN DE000MG7C4Q5) SHORT 1,108 2.2700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) LONG 1,750 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) SHORT 750 1.2200 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 178,863 0.7698 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 24,590 0.4519 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 5,850 0.4757 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) LONG 166 3.0600 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 27,795 3.0804 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSJ7) LONG 160 2.4900 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFK9) SHORT 330 5.0103 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 220 3.9409 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.0001 common CALL WRITING 55,130 204.8417 European 25/11/2025 1.4030 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 31 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERFIFIAIFLLVIE
Copyright 2019 Regulatory News Service, all rights reservedRecent news on Qualcomm
See all newsREG - Jefferies Intl Ltd Qualcomm Inc - Form 8.3 Qualcomm Incorporated
AnnouncementREG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
AnnouncementREG - AllianceBernstein LP Qualcomm Inc - Form 8.3 - QUALCOMM Inc
AnnouncementREG - Societe Generale SA Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
AnnouncementREG - Bank of Montreal Alphawave IP Group Qualcomm Inc BMO Nesbitt Burns - Form 8 (DD) Aqua Acquisition Sub LLC
Announcement