REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) - Aqua Acquisition Sub LLC

QualcommAnnouncement

18/12/2025 08:00

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20251218:nRSR1020Ma&default-theme=true

RNS Number : 1020M  Morgan Stanley & Co. Int'l plc  18 December 2025

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    17 December 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES - Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           PURCHASES         59                          150.1900 EUR                          148.0400 EUR
 USD 0.0001 common           SALES             120                         150.9800 EUR                          147.8400 EUR
 USD 0.0001 common           PURCHASES         8,355                       176.9000 USD                          172.3400 USD
 USD 0.0001 common           SALES             7,025                       176.9000 USD                          172.3400 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                                             Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                                        e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                                             position
 USD 0.0001 common           CFD                                                             increasing a short position                                                    3                               148.0400 EUR
 USD 0.0001 common           CFD                                                             increasing a short position                                                    1                               150.1900 EUR
 USD 0.0001 common           CFD                                                             reducing a short position                                                      1                               148.0600 EUR
 USD 0.0001 common           CFD                                                             reducing a short position                                                      62                              149.6013 EUR
 USD 0.0001 common           CFD                                                             reducing a short position                                                      2                               150.4200 EUR
 USD 0.0001 common           Constant Leverage Certificate (ISIN  DE000MG4NZM4)              SHORT                                                                          70                              2.5000 EUR
 USD 0.0001 common           Discount Certificates (ISIN  DE000MG45MB5)                      LONG                                                                           14,274                          140.2899 EUR
 USD 0.0001 common           Miscellaneous Leverage Without Knock Out (ISIN  DE000MM6QF79)   LONG                                                                           200                             0.9900 EUR
 USD 0.0001 common           Miscellaneous Leverage Without Knock Out (ISIN  DE000MM6QF79)   SHORT                                                                          1,300                           0.9600 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK7NPL4)                 SHORT                                                                          1,300                           2.2500 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM8T0L2)                 SHORT                                                                          500                             1.0200 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                                  LONG                                                                           2,960                           1.5938 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                                  SHORT                                                                          400                             1.5100 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                                  LONG                                                                           53,000                          0.1205 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ5QFE0)                                  SHORT                                                                          10,000                          1.4200 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MJ85PP8)                                  LONG                                                                           300                             3.6700 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFN3)                                  LONG                                                                           300                             3.5400 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFP8)                                  SHORT                                                                          1,843                           3.5648 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  18 December 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FERDVLBFELLEFBE



            Copyright 2019 Regulatory News Service, all rights reserved