REG - Morgan Stanley & Co. Qualcomm Inc - Form 8.5 (EPT/RI) -Replacement of Aqua

QualcommAnnouncement

03/10/2025 15:30

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RNS Number : 0638C  Morgan Stanley & Co. Int'l plc  03 October 2025

AMENDMENT(2(a))

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                            Morgan Stanley & Co. International plc
 (b) Name of offeror/offeree in relation to whose relevant securities this form  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
 relates:                                                                        Incorporated)

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is        Alphawave IP Group plc
 connected:
 (d) Date dealing undertaken:                                                    30 September 2025
 (e) In addition to the company in 1(b) above, is the exempt principal trader    YES- Alphawave IP Group plc
 making disclosures in respect of any other party to this offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           SALES             53                          141.8267 EUR                          140.6000 EUR
 USD 0.0001 common           PURCHASES         76                          141.8857 EUR                          140.6000 EUR
 USD 0.0001 common           PURCHASES         6,876                       166.3600 USD                          165.3450 USD
 USD 0.0001 common           SALES             6,752                       166.3600 USD                          165.3450 USD

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description                               Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD                                          e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                                               position
 USD 0.0001 common           CFD                                               increasing a short position                                                    31                              140.9639 EUR
 USD 0.0001 common           CFD                                               increasing a short position                                                    10                              141.2480 EUR
 USD 0.0001 common           CFD                                               reducing a short position                                                      4                               141.5600 EUR
 USD 0.0001 common           Mini Future (ISIN  GB00BL011Q29)                  SHORT                                                                          14                              83.7700 SEK
 USD 0.0001 common           Mini Future (ISIN  GB00BL01V629)                  SHORT                                                                          15                              68.6800 SEK
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MG8P9R6)   SHORT                                                                          70                              5.1800 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MG99DY3)   SHORT                                                                          25                              4.7500 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MG99E06)   LONG                                                                           230                             3.8400 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MK46277)   SHORT                                                                          140                             7.5000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM28T15)   SHORT                                                                          320                             1.6200 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM3YTE5)   SHORT                                                                          246                             0.8000 EUR
 USD 0.0001 common           Open End Knock Out Warrant (ISIN  DE000MM4GC27)   LONG                                                                           3,000                           0.0010 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000ME65YX7)                    LONG                                                                           2,385                           1.3423 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                    LONG                                                                           22,600                          0.2059 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG83VC5)                    SHORT                                                                          29,183                          0.2171 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MG9GUR7)                    LONG                                                                           300                             1.8800 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK8TSD0)                    SHORT                                                                          421                             2.3800 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFN3)                    SHORT                                                                          400                             3.2925 EUR
 USD 0.0001 common           Warrants  (ISIN  DE000MK9KFP8)                    SHORT                                                                          502                             3.1100 EUR

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.
 N/A                         N/A                                   N/A                                         N/A                                           N/A                      N/A                            N/A          N/A

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option
 N/A                         N/A                  N/A                            N/A                   N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 NONE

 

 

 Date of disclosure:  03 October 2025
 Contact name:        Claire Gordon
 Telephone number:    +44 141 245-8893

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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