REG - Morgan StanleyEurope - Form 8.5 (EPT/NON-RI)-Aqua Acquisition Sub LLC
Wed 15:00
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RNS Number : 4052Q Morgan Stanley Europe SE 09 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 08 July 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 58 137.9600 EUR 135.1927 EUR
USD 0.0001 common SALES 58 137.9600 EUR 135.0000 EUR
USD 0.0001 common PURCHASES 9,507 161.4200 USD 159.1000 USD
USD 0.0001 common SALES 9,507 161.4200 USD 159.1000 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Open End Knock Out Warrant LONG 2,500 0.2420 EUR
USD 0.0001 common Open End Knock Out Warrant LONG 10,000 0.3000 EUR
USD 0.0001 common Open End Knock Out Warrant LONG 18,000 0.4000 EUR
USD 0.0001 common Open End Knock Out Warrant LONG 700 1.3300 EUR
USD 0.0001 common Open End Knock Out Warrant LONG 1,011 2.2471 EUR
USD 0.0001 common Open End Knock Out Warrant SHORT 2,500 0.2420 EUR
USD 0.0001 common Open End Knock Out Warrant SHORT 10,000 0.3000 EUR
USD 0.0001 common Open End Knock Out Warrant SHORT 18,000 0.4000 EUR
USD 0.0001 common Open End Knock Out Warrant SHORT 700 1.3300 EUR
USD 0.0001 common Open End Knock Out Warrant SHORT 1,011 2.2471 EUR
USD 0.0001 common Warrants LONG 27,792 0.2142 EUR
USD 0.0001 common Warrants LONG 10,000 0.2440 EUR
USD 0.0001 common Warrants LONG 110 0.9400 EUR
USD 0.0001 common Warrants LONG 4,500 1.4156 EUR
USD 0.0001 common Warrants LONG 7,710 1.4270 EUR
USD 0.0001 common Warrants LONG 649 1.4911 EUR
USD 0.0001 common Warrants LONG 1,500 1.5100 EUR
USD 0.0001 common Warrants LONG 2,000 1.7300 EUR
USD 0.0001 common Warrants LONG 746 2.7629 EUR
USD 0.0001 common Warrants LONG 373 2.7900 EUR
USD 0.0001 common Warrants SHORT 3,350 0.2080 EUR
USD 0.0001 common Warrants SHORT 7,500 0.2090 EUR
USD 0.0001 common Warrants SHORT 6,942 0.2175 EUR
USD 0.0001 common Warrants SHORT 10,000 0.2180 EUR
USD 0.0001 common Warrants SHORT 10,000 0.2440 EUR
USD 0.0001 common Warrants SHORT 110 0.9400 EUR
USD 0.0001 common Warrants SHORT 911 1.3800 EUR
USD 0.0001 common Warrants SHORT 700 1.4000 EUR
USD 0.0001 common Warrants SHORT 2,200 1.4100 EUR
USD 0.0001 common Warrants SHORT 349 1.4300 EUR
USD 0.0001 common Warrants SHORT 1,930 1.4376 EUR
USD 0.0001 common Warrants SHORT 6,000 1.4392 EUR
USD 0.0001 common Warrants SHORT 950 1.4500 EUR
USD 0.0001 common Warrants SHORT 649 1.4911 EUR
USD 0.0001 common Warrants SHORT 670 1.5100 EUR
USD 0.0001 common Warrants SHORT 2,000 1.7300 EUR
USD 0.0001 common Warrants SHORT 746 2.7629 EUR
USD 0.0001 common Warrants SHORT 373 2.7900 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 09 July 2025
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD E 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD E 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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