REG - Morgan StanleyEurope Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Aqua Acquisition Sub LLC
07/10/2025 09:00
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RNS Number : 3674C Morgan Stanley Europe SE 07 October 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 06 October 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES- Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 274 146.0000 EUR 144.0600 EUR
USD 0.0001 common SALES 274 146.0000 EUR 144.0600 EUR
USD 0.0001 common PURCHASES 9,262 170.5500 USD 168.0632 USD
USD 0.0001 common SALES 9,262 170.5500 USD 168.0632 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4NZM4) LONG 400 2.5100 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG4NZM4) SHORT 400 2.5100 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) LONG 8 145.0400 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) SHORT 8 145.0400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG8P9R6) LONG 50 5.4800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG8P9R6) SHORT 50 5.4800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ7XRS7) LONG 600 4.7950 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ7XRS7) SHORT 600 4.7950 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK46277) LONG 70 7.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK46277) SHORT 70 7.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDN8) LONG 204 3.6900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK4UDN8) SHORT 204 3.6900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 450 2.3000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) SHORT 450 2.3000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T49) LONG 2,500 1.5400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T49) SHORT 2,500 1.5400 EUR
USD 0.0001 common Warrants (ISIN DE000ME3J7A4) LONG 500 1.8500 EUR
USD 0.0001 common Warrants (ISIN DE000ME3J7A4) SHORT 500 1.8500 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 950 1.4500 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 450 1.4700 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 235 1.4800 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 300 1.4900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 670 1.5100 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 500 1.5300 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 3,105 1.4849 EUR
USD 0.0001 common Warrants (ISIN DE000ME9LR41) LONG 7,203 0.3000 EUR
USD 0.0001 common Warrants (ISIN DE000ME9LR41) SHORT 7,203 0.3000 EUR
USD 0.0001 common Warrants (ISIN DE000MG7QQF3) LONG 787 1.9100 EUR
USD 0.0001 common Warrants (ISIN DE000MG7QQF3) SHORT 787 1.9100 EUR
USD 0.0001 common Warrants (ISIN DE000MG7QQY4) LONG 2,000 1.3300 EUR
USD 0.0001 common Warrants (ISIN DE000MG7QQY4) SHORT 2,000 1.3300 EUR
USD 0.0001 common Warrants (ISIN DE000MG7U5W8) LONG 30,000 0.2010 EUR
USD 0.0001 common Warrants (ISIN DE000MG7U5W8) SHORT 30,000 0.2010 EUR
USD 0.0001 common Warrants (ISIN DE000MG7U622) LONG 815 1.8400 EUR
USD 0.0001 common Warrants (ISIN DE000MG7U622) SHORT 815 1.8400 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 600 0.2400 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 2,000 0.2430 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 45,000 0.2439 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 2,600 0.2423 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 5,000 0.2430 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 40,000 0.2440 EUR
USD 0.0001 common Warrants (ISIN DE000MJ6ZT60) LONG 111 2.2600 EUR
USD 0.0001 common Warrants (ISIN DE000MJ6ZT60) SHORT 111 2.2600 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 637 3.4057 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 547 3.4000 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 90 3.4400 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 200 3.2100 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 200 3.2100 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 07 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD European 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD European 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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