REG - Morgan StanleyEurope Qualcomm Inc - Form 8.5 (EPT/NON-RI)-Aqua Acquisition Sub LLC
14/10/2025 11:15
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RNS Number : 3052D Morgan Stanley Europe SE 14 October 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 13 October 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 768 139.9900 EUR 135.4000 EUR
USD 0.0001 common SALES 768 141.0000 EUR 135.4000 EUR
USD 0.0001 common PURCHASES 14,095 162.0420 USD 155.9500 USD
USD 0.0001 common SALES 14,095 162.0420 USD 155.9500 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCR9) LONG 1,000 2.5300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCR9) SHORT 1,000 2.5300 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) LONG 8 138.0800 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MG4GAU4) SHORT 8 138.0800 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MM098Y5) LONG 5 107.4900 EUR
USD 0.0001 common Discount Certificates (ISIN DE000MM098Y5) SHORT 5 107.4900 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) LONG 4,654 3.0900 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) LONG 4,654 3.2200 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) SHORT 4,654 3.0900 EUR
USD 0.0001 common Mini Future (ISIN DE000MK4TUX3) SHORT 4,654 3.2200 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) LONG 200 2.1800 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) LONG 200 2.2800 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) SHORT 200 2.1800 EUR
USD 0.0001 common Mini Future (ISIN DE000MK6LB49) SHORT 200 2.2800 EUR
USD 0.0001 common Mini Future (ISIN DE000MM28BU2) LONG 90 1.3700 EUR
USD 0.0001 common Mini Future (ISIN DE000MM28BU2) SHORT 90 1.3700 EUR
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) LONG 16 77.4400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL011Q29) SHORT 16 77.4400 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 161 62.0700 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 16 62.7800 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 16 63.8300 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) LONG 16 64.8200 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 193 62.3568 SEK
USD 0.0001 common Mini Future (ISIN GB00BL01V629) SHORT 16 63.8300 SEK
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MJ8R3Z4) LONG 3,777 0.2900 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MJ8R3Z4) SHORT 3,777 0.2900 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MK3KXP4) LONG 1,600 0.3200 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MK3KXP4) SHORT 1,600 0.3200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830R3) LONG 400 1.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG830R3) SHORT 400 1.7900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) LONG 2,000 2.9700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MG9E7F7) SHORT 2,000 2.9700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ3Z0K7) LONG 350 4.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ3Z0K7) SHORT 350 4.0000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631F4) LONG 700 6.6600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK631F4) SHORT 700 6.6600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) LONG 500 1.6300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK66929) SHORT 500 1.6300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) LONG 100 1.2200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6EL04) SHORT 100 1.2200 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) LONG 500 0.3900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) SHORT 500 0.3900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 329 1.1400 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 20,000 1.1700 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 17,000 1.1900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 4,000 1.2400 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 4,000 1.2700 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 41,329 1.1848 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 4,000 1.2700 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9D1) LONG 50,000 0.1700 EUR
USD 0.0001 common Warrants (ISIN DE000MG6M9D1) SHORT 50,000 0.1700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPE8) LONG 280 1.8200 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPE8) SHORT 280 1.8200 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) LONG 300 2.3100 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) LONG 430 2.3300 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) SHORT 300 2.3100 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VA9) SHORT 430 2.3300 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 3,733 0.1901 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 6,500 0.1980 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 31,038 0.2021 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 23,000 0.2030 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 2,500 0.2200 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 10,000 0.1990 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 2,538 0.2000 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 35,733 0.2019 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 18,500 0.2040 EUR
USD 0.0001 common Warrants (ISIN DE000MG87HY9) LONG 468 2.8000 EUR
USD 0.0001 common Warrants (ISIN DE000MG87HY9) SHORT 468 2.8000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5HVC0) LONG 500 1.8100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5HVC0) SHORT 500 1.8100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QF68) LONG 200 2.5000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QF68) SHORT 200 2.5000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QFF7) LONG 3,000 1.0100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ5QFF7) SHORT 3,000 1.0100 EUR
USD 0.0001 common Warrants (ISIN DE000MJ6ZT45) LONG 200 0.0960 EUR
USD 0.0001 common Warrants (ISIN DE000MJ6ZT45) SHORT 200 0.0960 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PW4) LONG 4,000 0.6700 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PW4) SHORT 4,000 0.6700 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85QB6) LONG 414 0.3000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85QB6) SHORT 414 0.3000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) LONG 500 1.2500 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) LONG 800 1.5400 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) SHORT 500 1.2500 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8FY57) SHORT 800 1.5400 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8KAQ2) LONG 888 0.6900 EUR
USD 0.0001 common Warrants (ISIN DE000MJ8KAQ2) SHORT 888 0.6900 EUR
USD 0.0001 common Warrants (ISIN DE000MK56VY7) LONG 350 2.9300 EUR
USD 0.0001 common Warrants (ISIN DE000MK56VY7) SHORT 350 2.9300 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 175 2.7600 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) LONG 2,356 2.8530 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 200 2.7500 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 175 2.7600 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 427 2.8100 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 499 2.8400 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFN3) SHORT 1,230 2.8900 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 200 2.6800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 3,238 2.7721 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 200 2.6700 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 200 2.6800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 920 2.7300 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 2,118 2.8000 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD European 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD European 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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