REG - Morgan StanleyEurope Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Aqua Acquisition Sub LLC
31/10/2025 09:15
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RNS Number : 6896F Morgan Stanley Europe SE 31 October 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Europe SE
(b) Name of offeror/offeree in relation to whose relevant securities this form Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
relates: Incorporated)
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date position held/dealing undertaken: 30 October 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader YES - Alphawave IP Group plc
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 0 0.00 0 0.00
(2) Cash-settled derivatives: 0 0.00 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 200,000 0.02 200,000 0.02
purchase/sell:
200,000 0.02 200,000 0.02
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists: NO
Details, including nature of the rights concerned and relevant percentages: NO
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.0001 common PURCHASES 177 155.0400 EUR 153.4400 EUR
USD 0.0001 common SALES 177 155.0400 EUR 153.4400 EUR
USD 0.0001 common PURCHASES 5,354 179.4171 USD 177.2600 USD
USD 0.0001 common SALES 5,354 179.4171 USD 177.2600 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MC2W7C8) LONG 46 18.2770 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MC2W7C8) SHORT 46 18.2770 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG0D5N5) LONG 1,300 1.6800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MG0D5N5) SHORT 1,300 1.6800 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCN8) LONG 120 12.5300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN DE000MK3WCN8) SHORT 120 12.5300 EUR
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) LONG 31 218.0600 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) LONG 31 222.1200 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 31 218.0600 SEK
USD 0.0001 common Constant Leverage Certificate (ISIN GB00BTL00898) SHORT 31 222.1200 SEK
USD 0.0001 common Mini Future (ISIN DE000MG6G722) LONG 147 4.9100 EUR
USD 0.0001 common Mini Future (ISIN DE000MG6G722) SHORT 147 4.9100 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) LONG 1,000 0.6500 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) LONG 1,000 0.6600 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) SHORT 1,000 0.6500 EUR
USD 0.0001 common Miscellaneous Leverage Without Knock Out (ISIN DE000MG60UR3) SHORT 1,000 0.6600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD7MBU6) LONG 200 5.1500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD7MBU6) SHORT 200 5.1500 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD8WDB9) LONG 240 5.3800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD8WDB9) SHORT 240 5.3800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD950L5) LONG 100 6.4100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MD950L5) SHORT 100 6.4100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359M6) LONG 250 4.8700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME359M6) SHORT 250 4.8700 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME47K03) LONG 100 7.8000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000ME47K03) SHORT 100 7.8000 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) LONG 500 5.0300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MJ2FX47) SHORT 500 5.0300 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) LONG 250 3.6040 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) SHORT 150 3.5800 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK5GST9) SHORT 100 3.6400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6LS57) LONG 830 3.0400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MK6LS57) SHORT 830 3.0400 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) LONG 276 2.2461 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) SHORT 55 2.1900 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM28T56) SHORT 221 2.2600 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM68HV3) LONG 2,000 1.3100 EUR
USD 0.0001 common Open End Knock Out Warrant (ISIN DE000MM68HV3) SHORT 2,000 1.3100 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 1,380 1.9900 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 2,000 2.0100 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 499 2.0200 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 16,225 2.0273 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) LONG 720 2.0300 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 10,400 2.0000 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 4,599 2.0082 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,085 2.0200 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 500 2.0300 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 1,190 2.0600 EUR
USD 0.0001 common Warrants (ISIN DE000ME65YX7) SHORT 3,050 2.1100 EUR
USD 0.0001 common Warrants (ISIN DE000MG7C4Q5) LONG 1,108 2.2700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7C4Q5) SHORT 1,108 2.2700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) LONG 1,750 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) LONG 750 1.2200 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) SHORT 1,750 1.1800 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CP58) SHORT 750 1.2200 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) LONG 178,863 0.7698 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 3,000 0.7500 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 8,500 0.7600 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 60,903 0.7698 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 23,652 0.7700 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 58,232 0.7711 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 22,786 0.7714 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 990 0.7800 EUR
USD 0.0001 common Warrants (ISIN DE000MG7CPN9) SHORT 800 0.7900 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 20,000 0.4500 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 4,590 0.4600 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) LONG 5,850 0.4757 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 24,590 0.4519 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 2,200 0.4700 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 2,650 0.4751 EUR
USD 0.0001 common Warrants (ISIN DE000MG83VC5) SHORT 1,000 0.4900 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) LONG 166 3.0600 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) LONG 27,795 3.0804 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 1,000 3.0400 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 1,825 3.0500 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 1,496 3.0600 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 7,300 3.0700 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 4,112 3.0811 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 700 3.0900 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 8,350 3.0952 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 2,350 3.1000 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 628 3.1021 EUR
USD 0.0001 common Warrants (ISIN DE000MJ85PX2) SHORT 200 3.1100 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSJ7) LONG 160 2.4900 EUR
USD 0.0001 common Warrants (ISIN DE000MK8TSJ7) SHORT 160 2.4900 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFK9) LONG 330 5.0103 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFK9) SHORT 130 4.9800 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFK9) SHORT 200 5.0300 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) LONG 220 3.9409 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 120 3.9000 EUR
USD 0.0001 common Warrants (ISIN DE000MK9KFP8) SHORT 100 3.9900 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 31 October 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Morgan Stanley Europe SE
Name of offeror/offeree in relation to whose relevant securities the Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
disclosure relates: Incorporated)
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
USD 0.0001 common CALL WRITTEN 200,000 0.3967 USD European 16/01/2026
USD 0.0001 common CALL PURCHASED 200,000 0.3967 USD European 16/01/2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or
position
can be fully understood:
NONE
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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