REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
Yesterday 15:00
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RNS Number : 2974H Northern Trust Corporation 02 May 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 1(st) May 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 14,123,377.00 1.28
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
14,123,377.00 1.28
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 3077 securities into the
relevant accounts and 2776 securities out of the relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock BUY 26 135.21
Common Stock SELL 990 135.21
Common Stock BUY 5 135.21
Common Stock BUY 14 135.21
Common Stock SELL 47 136.19
Common Stock BUY 3 135.21
Common Stock BUY 5 135.21
Common Stock SELL 66 135.21
Common Stock BUY 5 135.21
Common Stock BUY 6 135.21
Common Stock SELL 4 135.21
Common Stock BUY 68 135.21
Common Stock SELL 66 135.21
Common Stock SELL 40 135.21
Common Stock SELL 14 135.21
Common Stock SELL 44 136.56
Common Stock SELL 98 136.77
Common Stock SELL 88 136.77
Common Stock BUY 167 136.28
Common Stock SELL 12 136.56
Common Stock SELL 97 136.56
Common Stock BUY 36 135.21
Common Stock BUY 2166 136.6577
Common Stock BUY 612 135.21
Common Stock BUY 19 135.21
Common Stock SELL 61 135.21
Common Stock SELL 26 135.21
Common Stock BUY 3 135.21
Common Stock SELL 207 136.5
Common Stock BUY 173 135.21
Common Stock SELL 43 136.32
Common Stock BUY 6 135.21
Common Stock BUY 19 135.21
Common Stock BUY 23 135.21
Common Stock BUY 3 135.21
Common Stock BUY 4 135.21
Common Stock SELL 1 136.38
Common Stock BUY 1 136.43
Common Stock SELL 45 135.64
Common Stock BUY 1 136.505
Common Stock SELL 10 138.71
Common Stock SELL 8 136.77
Common Stock SELL 1 135.99
Common Stock BUY 4 136.685
Common Stock BUY 20 136.35
Common Stock BUY 261 136.056
Common Stock BUY 236 136.128
Common Stock BUY 115 136.128
Common Stock BUY 23 136.056
Common Stock BUY 246 136.128
Common Stock BUY 162 136.128
Common Stock BUY 61 136.056
Common Stock BUY 436 136.128
Common Stock SELL 3 136.43
Common Stock BUY 479 135.21
Common Stock BUY 227 135.764
Common Stock SELL 66 135.21
Common Stock BUY 2166 136.658
Common Stock SELL 66 135.21
Common Stock BUY 23 135.21
Common Stock SELL 26 135.21
Common Stock SELL 40 135.21
Common Stock SELL 14 135.21
Common Stock SELL 61 135.21
Common Stock SELL 98 136.77
Common Stock BUY 167 136.28
Common Stock SELL 43 136.32
Common Stock SELL 12 136.56
Common Stock SELL 44 136.56
Common Stock SELL 207 136.5
Common Stock BUY 26 135.21
Common Stock SELL 47 136.19
Common Stock BUY 3 135.21
Common Stock SELL 97 136.56
Common Stock BUY 3 135.21
Common Stock SELL 88 136.77
Common Stock BUY 3 135.21
Common Stock BUY 4 135.21
Common Stock BUY 19 135.21
Common Stock BUY 14 135.21
Common Stock BUY 36 135.21
Common Stock BUY 5 135.21
Common Stock BUY 6 135.21
Common Stock BUY 6 135.21
Common Stock BUY 5 135.21
Common Stock BUY 19 135.21
Common Stock BUY 5 135.21
Common Stock BUY 612 135.21
Common Stock SELL 4 135.21
Common Stock SELL 400 136.037
Common Stock BUY 20 136.35
Common Stock BUY 436 136.127
Common Stock BUY 162 136.127
Common Stock SELL 1 136.38
Common Stock SELL 45 135.64
Common Stock BUY 236 136.127
Common Stock BUY 246 136.127
Common Stock BUY 4 136.685
Common Stock BUY 1 136.505
Common Stock BUY 261 136.055
Common Stock SELL 1 135.99
Common Stock BUY 115 136.127
Common Stock BUY 61 136.055
Common Stock BUY 23 136.055
Common Stock SELL 8 136.77
Common Stock BUY 1 136.43
Common Stock SELL 3 136.43
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2(nd) May 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
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