REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
Yesterday 15:15
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RNS Number : 4592J Northern Trust Corporation 20 May 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 19(th )May 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 13,920,755.00 1.27
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
13,920,755.00 1.27
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 225 securities into the
relevant accounts and 164 securities out of the relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock BUY 1 153.7
Common Stock BUY 32 153.7
Common Stock BUY 10 152.7
Common Stock SELL 5 153.4251
Common Stock BUY 10 152.7
Common Stock BUY 89 153.44
Common Stock BUY 14 153.7
Common Stock BUY 6 153.7
Common Stock BUY 18 153.56
Common Stock BUY 36 153.7
Common Stock SELL 3 153.7
Common Stock SELL 1 153.7
Common Stock SELL 144 153.3846
Common Stock SELL 114 153.7
Common Stock SELL 19 153.7
Common Stock BUY 10 152.7
Common Stock SELL 10 153.47
Common Stock BUY 10 152.7
Common Stock SELL 15 153.7
Common Stock SELL 4 153.7
Common Stock SELL 5 153.7
Common Stock BUY 333 153.7
Common Stock BUY 7365 153.7
Common Stock BUY 56 153.7235
Common Stock SELL 217 153.7
Common Stock SELL 14 153.7
Common Stock SELL 13 153.7
Common Stock SELL 13 153.7
Common Stock BUY 10 153.7
Common Stock SELL 21 153.7
Common Stock BUY 481 153.7
Common Stock SELL 6 153.6175
Common Stock BUY 10 152.7
Common Stock BUY 340 153.7
Common Stock BUY 36 153.6932
Common Stock SELL 100 153.7
Common Stock BUY 470 153.7
Common Stock BUY 8 153.7
Common Stock BUY 1331 153.7
Common Stock SELL 36 153.6
Common Stock BUY 1 153.35
Common Sock SELL 18 152.95
Common Sock BUY 38 152.935
Common Sock SELL 3 151.63
Common Sock SELL 2 152.44
Common Sock SELL 1 152.44
Common Sock SELL 1 152.17
Common Sock SELL 4 151.59
Common Sock SELL 2 151.59
Common Sock SELL 49 152.7
Common Sock BUY 5 151.8
Common Sock BUY 58 152.935
Common Sock SELL 7 152.44
Common Sock SELL 14 152.44
Common Sock SELL 200 152.316
Common Sock SELL 4 153.7
Common Sock SELL 36 153.6
Common Sock SELL 21 153.7
Common Sock SELL 100 153.7
Common Sock SELL 144 153.385
Common Sock SELL 15 153.7
Common Sock SELL 1 153.7
Common Sock SELL 6 153.618
Common Sock SELL 13 153.7
Common Sock SELL 19 153.7
Common Sock BUY 56 153.724
Common Sock SELL 13 153.7
Common Sock BUY 18 153.56
Common Sock BUY 10 152.7
Common Sock BUY 10 152.7
Common Sock BUY 10 152.7
Common Sock BUY 10 152.7
Common Sock BUY 10 152.7
Common Sock SELL 3 153.7
Common Sock SELL 5 153.425
Common Sock SELL 10 153.47
Common Sock BUY 36 153.693
Common Sock SELL 5 153.7
Common Sock BUY 1 153.35
Common Sock BUY 6 153.7
Common Sock SELL 114 153.7
Common Sock BUY 89 153.44
Common Sock BUY 8 153.7
Common Stock SELL 2 152.44
Common Stock SELL 1 152.17
Common Stock SELL 1 152.44
Common Stock SELL 4 151.59
Common Stock SELL 2 151.59
Common Stock SELL 3 151.63
Common Stock SELL 14 152.44
Common Stock SELL 7 152.44
Common Stock SELL 49 152.7
Common Stock BUY 5 151.8
Common Stock BUY 58 152.935
Common Stock SELL 18 152.95
Common Stock BUY 38 152.935
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20(th) May 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
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