REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
Tue 15:15
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RNS Number : 2693L Northern Trust Corporation 03 June 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 2(nd) June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 13,968,539.00 1.27
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
13,968,539.00 1.27
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers 11015 securities into the
relevant accounts and 53238 securities out the of relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock SELL 1201 145.1973
Common Stock BUY 507 145.2964
Common Stock BUY 812 145.2964
Common Stock BUY 4278 145.2964
Common Stock BUY 1143 145.2964
Common Stock BUY 1523 145.2964
Common Stock BUY 1830 145.2964
Common Stock BUY 3806 145.2964
Common Stock BUY 900 145.2964
Common Stock BUY 1183 145.2964
Common Stock BUY 5628 145.2964
Common Stock BUY 505 145.2964
Common Stock BUY 6918 145.2964
Common Stock SELL 3002 146.63
Common Stock SELL 631 145.1973
Common Stock SELL 315 145.1973
Common Stock BUY 523 146.77
Common Stock SELL 836 145.1973
Common Stock BUY 716 145.2964
Common Stock SELL 4182 146.63
Common Stock BUY 663 146.63
Common Stock SELL 920 145.1973
Common Stock BUY 713 145.9722
Common Stock BUY 1132 145.2964
Common Stock BUY 695 145.2964
Common Stock SELL 1614 145.1973
Common Stock BUY 1399 146.63
Common Stock SELL 1160 145.1973
Common Stock BUY 2091 145.2964
Common Stock BUY 1130 145.2964
Common Stock BUY 504 145.2964
Common Stock BUY 1430 145.2964
Common Stock BUY 571 145.2964
Common Stock SELL 351 145.9601
Common Stock BUY 513 145.2964
Common Stock SELL 5772 145.1973
Common Stock BUY 750 145.2964
Common Stock BUY 4990 146.63
Common Stock BUY 16030 145.84
Common Stock BUY 4462 145.2964
Common Stock BUY 764 145.2964
Common Stock BUY 820 145.2964
Common Stock SELL 1997 145.1973
Common Stock SELL 1482 145.1973
Common Stock BUY 5413 145.2964
Common Stock SELL 1808 145.1973
Common Stock BUY 377 145.9722
Common Stock BUY 831 145.2964
Common Stock BUY 4723 146.77
Common Stock BUY 376 145.2964
Common Stock BUY 959 145.2964
Common Stock BUY 796 145.2964
Common Stock BUY 735 145.2964
Common Stock SELL 2652 146.711
Common Stock BUY 568 145.2964
Common Stock BUY 913 145.2964
Common Stock BUY 802 145.2964
Common Stock BUY 3515 145.2964
Common Stock BUY 109 146.63
Common Stock BUY 5878 145.2964
Common Stock BUY 1293 145.2964
Common Stock BUY 3194 145.2964
Common Stock BUY 573 145.2964
Common Stock BUY 438 145.2964
Common Stock BUY 6481 145.2964
Common Stock SELL 4942 145.1973
Common Stock SELL 3447 145.1973
Common Stock BUY 710 145.2964
Common Stock SELL 1414 145.9601
Common Stock BUY 3498 145.2964
Common Stock BUY 7111 145.2964
Common Stock SELL 4124 146.52
Common Stock BUY 5926 145.2964
Common Stock BUY 1158 145.2964
Common Stock BUY 705 145.2964
Common Stock BUY 916 145.2964
Common Stock SELL 1639 145.1973
Common Stock SELL 11647 145.9601
Common Stock SELL 2000 145.1973
Common Stock SELL 5474 146.63
Common Stock BUY 1718 145.2964
Common Stock BUY 513 145.2964
Common Stock BUY 500 145.2964
Common Stock BUY 690 145.2964
Common Stock BUY 915 145.2964
Common Stock BUY 539 145.2964
Common Stock SELL 489 145.1973
Common Stock BUY 1810 145.2964
Common Stock BUY 714 145.2964
Common Stock BUY 1878 145.2964
Common Stock SELL 822 145.1973
Common Stock SELL 577 145.1973
Common Stock BUY 1512 146.63
Common Stock SELL 4737 146.63
Common Stock SELL 1738 145.1973
Common Stock SELL 1964 145.1973
Common Stock SELL 5879 145.1973
Common Stock BUY 7406 145.2964
Common Stock BUY 205 146.63
Common Stock SELL 1231 145.1973
Common Stock SELL 3306 145.1973
Common Stock BUY 5834 145.2964
Common Stock SELL 1452 145.1973
Common Stock BUY 602 145.2964
Common Stock BUY 1505 145.2964
Common Stock BUY 940 145.2964
Common Stock SELL 1232 145.1973
Common Stock SELL 3078 146.711
Common Stock BUY 567 145.2964
Common Stock BUY 813 145.2964
Common Stock BUY 1223 145.2964
Common Stock SELL 2499 145.1973
Common Stock BUY 540 145.2964
Common Stock BUY 541 145.2964
Common Stock SELL 6866 145.1973
Common Stock BUY 139 146.63
Common Stock SELL 2131 145.1973
Common Stock SELL 1932 145.1973
Common Stock BUY 693 145.2964
Common Stock SELL 404 145.1973
Common Stock BUY 4730 145.2964
Common Stock SELL 3791 146.63
Common Stock SELL 601 145.1973
Common Stock SELL 348 145.1973
Common Stock BUY 572 145.2964
Common Stock BUY 616 145.2964
Common Stock BUY 1028 145.2964
Common Stock BUY 842 145.2964
Common Stock SELL 953 146.711
Common Stock BUY 713 145.2964
Common Stock SELL 650 145.1973
Common Stock BUY 1276 145.2964
Common Stock BUY 6049 145.2964
Common Stock BUY 793 145.2964
Common Stock BUY 602 145.2964
Common Stock SELL 817 145.1973
Common Stock BUY 511 145.2964
Common Stock BUY 677 145.2964
Common Stock BUY 516 145.2964
Common Stock SELL 986 145.1973
Common Stock SELL 32 145.381
Common Stock SELL 3 146.095
Common Stock SELL 2 145.875
Common Stock SELL 2 146.05
Common Stock SELL 1 146.095
Common Stock SELL 29 146.015
Common Stock BUY 5 146.14
Common Stock SELL 200 146.166
Common Stock SELL 8 146.05
Common Stock SELL 4 145.87
Common Stock SELL 21 145.81
Common Stock SELL 1 146.05
Common Stock SELL 4 145.81
Common Stock BUY 4 145.91
Common Stock SELL 2 145.81
Common Stock BUY 2 145.83
Common Stock SELL 1 146.06
Common Stock SELL 3 145.81
Common Stock BUY 3 146.07
Common Stock BUY 10 145.72
Common Stock BUY 9 145.72
Common Stock SELL 20 146.015
Common Stock SELL 2 145.84
Common Stock SELL 168 146.63
Common Stock BUY 54 145.296
Common Stock SELL 276 145.197
Common Stock SELL 84 145.197
Common Stock BUY 12 145.296
Common Stock BUY 45 146.77
Common Stock SELL 51 146.63
Common Stock SELL 24 145.197
Common Stock BUY 63 145.296
Common Stock BUY 1 145.296
Common Stock SELL 293 145.96
Common Stock BUY 23 145.296
Common Stock BUY 130 145.296
Common Stock BUY 89 145.296
Common Stock SELL 2 145.197
Common Stock SELL 6 145.197
Common Stock BUY 1 145.296
Common Stock BUY 11 145.296
Common Stock BUY 25 145.296
Common Stock BUY 48 145.296
Common Stock BUY 4 145.296
Common Stock SELL 1 145.197
Common Stock BUY 11 145.296
Common Stock SELL 2 145.197
Common Stock BUY 22 145.296
Common Stock BUY 2 145.296
Common Stock BUY 24 145.296
Common Stock BUY 5 145.296
Common Stock SELL 83 145.96
Common Stock BUY 4 145.296
Common Stock BUY 51 145.296
Common Stock BUY 10 145.296
Common Stock BUY 19 145.296
Common Stock SELL 2 145.197
Common Stock BUY 10 145.296
Common Stock SELL 25 146.63
Common Stock SELL 16 145.197
Common Stock BUY 5 145.296
Common Stock BUY 15 145.296
Common Stock BUY 58 145.296
Common Stock BUY 29 145.296
Common Stock SELL 24 145.197
Common Stock SELL 7 146.52
Common Stock SELL 19 145.197
Common Stock SELL 3 146.63
Common Stock BUY 86 145.296
Common Stock BUY 20 146.63
Common Stock SELL 10 146.711
Common Stock BUY 49 145.296
Common Stock SELL 4 146.63
Common Stock SELL 10 146.63
Common Stock SELL 4 145.197
Common Stock SELL 171 146.711
Common Stock BUY 2 145.296
Common Stock SELL 4 145.197
Common Stock BUY 14 145.296
Common Stock BUY 69 145.296
Common Stock SELL 2 145.197
Common Stock SELL 3 145.197
Common Stock SELL 15 145.197
Common Stock SELL 37 145.197
Common Stock SELL 3 145.197
Common Stock BUY 49 145.296
Common Stock BUY 602 146.77
Common Stock BUY 30 145.296
Common Stock SELL 9 145.197
Common Stock SELL 61 145.197
Common Stock BUY 3 145.296
Common Stock BUY 4 145.296
Common Stock BUY 9 145.296
Common Stock BUY 9 145.296
Common Stock SELL 5 145.197
Common Stock SELL 96 146.711
Common Stock SELL 9 145.197
Common Stock BUY 41 145.296
Common Stock BUY 13 145.296
Common Stock BUY 10 145.296
Common Stock SELL 3 145.197
Common Stock SELL 3 145.197
Common Stock BUY 4 145.296
Common Stock BUY 13 145.296
Common Stock BUY 22 145.296
Common Stock BUY 9 145.296
Common Stock SELL 11 145.197
Common Stock SELL 6 145.197
Common Stock BUY 10 145.296
Common Stock BUY 17 145.972
Common Stock SELL 16 145.197
Common Stock BUY 7 145.296
Common Stock BUY 5 145.296
Common Stock BUY 5 145.296
Common Stock SELL 9 145.197
Common Stock BUY 15 145.296
Common Stock SELL 25 145.197
Common Stock BUY 7 145.296
Common Stock SELL 2 145.197
Common Stock SELL 21 145.197
Common Stock BUY 4 145.296
Common Stock BUY 6 145.296
Common Stock BUY 8 145.296
Common Stock BUY 1 145.296
Common Stock BUY 13 145.296
Common Stock SELL 18 145.197
Common Stock BUY 10 145.296
Common Stock BUY 12 145.296
Common Stock SELL 27 145.197
Common Stock BUY 6 145.296
Common Stock BUY 7 145.296
Common Stock BUY 7 145.296
Common Stock BUY 4 145.296
Common Stock BUY 7 145.296
Common Stock BUY 5 145.296
Common Stock BUY 1 146.63
Common Stock BUY 8 145.296
Common Stock BUY 4 145.296
Common Stock SELL 14 145.197
Common Stock BUY 4 145.296
Common Stock BUY 4 145.296
Common Stock BUY 5 145.296
Common Stock BUY 6 145.296
Common Stock BUY 7 145.296
Common Stock BUY 5 145.296
Common Stock BUY 11 145.296
Common Stock BUY 50 145.972
Common Stock BUY 7 145.296
Common Stock BUY 7 145.296
Common Stock BUY 18 145.296
Common Stock BUY 5 145.296
Common Stock BUY 21 145.296
Common Stock BUY 4 145.296
Common Stock BUY 4 145.296
Common Stock BUY 4 145.296
Common Stock BUY 67 146.63
Common Stock BUY 27 146.63
Common Stock BUY 5 146.63
Common Stock SELL 7 145.197
Common Stock BUY 15 145.296
Common Stock BUY 3985 146.63
Common Stock BUY 160 146.63
Common Stock SELL 802 146.63
Common Stock SELL 500 146.63
Common Stock SELL 60 146.17
Common Stock SELL 146 145.898
Common Stock SELL 13402 146.36
Common Stock SELL 2 145.81
Common Stock SELL 1 146.05
Common Stock SELL 21 145.81
Common Stock SELL 4 145.81
Common Stock BUY 4 145.91
Common Stock SELL 1 146.1
Common Stock SELL 2 146.05
Common Stock SELL 4 145.87
Common Stock SELL 2 145.875
Common Stock SELL 8 146.05
Common Stock SELL 2 145.84
Common Stock SELL 3 146.096667
Common Stock BUY 2 145.83
Common Stock SELL 1 146.06
Common Stock BUY 5 146.14
Common Stock SELL 3 145.81
Common Stock BUY 3 146.07
Common Stock SELL 200 146.1659
Common Stock BUY 10 145.72
Common Stock BUY 9 145.72
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3(rd) June 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
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