REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
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RNS Number : 0167O Northern Trust Corporation 23 June 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 20(th) June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 13,952,255.00 1.27
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
13,952,255.00 1.27
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers 51619 securities into the
relevant accounts and 339 securities out of the relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock SELL 17 151.3227
Common Stock SELL 13 151.32
Common Stock SELL 6 151.3227
Common Stock SELL 6 151.6
Common Stock SELL 5939 151.3227
Common Stock SELL 579 151.32
Common Stock SELL 18 151.32
Common Stock BUY 238 151.32
Common Stock SELL 609 151.3227
Common Stock BUY 16 151.32
Common Stock SELL 47 151.32
Common Stock SELL 304 151.32
Common Stock BUY 22 151.32
Common Stock SELL 159 151.32
Common Stock BUY 1453 151.3173
Common Stock SELL 24 151.3227
Common Stock BUY 4 151.3173
Common Stock SELL 6 151.3227
Common Stock SELL 20 151.3227
Common Stock SELL 224 151.3245
Common Stock SELL 386 151.32
Common Stock BUY 41 151.3173
Common Stock SELL 645 151.3227
Common Stock BUY 75 151.7167
Common Stock SELL 417 151.3227
Common Stock BUY 6 151.32
Common Stock SELL 111 151.3227
Common Stock BUY 7728 151.319
Common Stock BUY 142 151.83
Common Stock SELL 79 151.3227
Common Stock BUY 129 151.3173
Common Stock BUY 10 151.3173
Common Stock SELL 212 151.3227
Common Stock SELL 34 151.07
Common Stock BUY 5 151.7167
Common Stock BUY 2041 151.3173
Common Stock SELL 321 151.3227
Common Stock SELL 49 151.3227
Common Stock SELL 27 151.3227
Common Stock SELL 196 151.3227
Common Stock SELL 12 151.3227
Common Stock SELL 2539 151.3227
Common Stock SELL 1187 151.32
Common Stock SELL 1124 151.3227
Common Stock SELL 227 151.3227
Common Stock BUY 6 151.32
Common Stock SELL 32 151.3227
Common Stock SELL 46 151.3227
Common Stock SELL 238 151.3227
Common Stock BUY 5 150.97
Common Stock SELL 323 151.3227
Common Stock SELL 5 151.3227
Common Stock SELL 32 151.3227
Common Stock SELL 465 151.321
Common Stock SELL 8785 151.3227
Common Stock SELL 1208 151.3227
Common Stock SELL 26 151.3227
Common Stock BUY 9 150.97
Common Stock SELL 36 151.3227
Common Stock SELL 63 151.3227
Common Stock SELL 21 152.395
Common Stock SELL 1 152.41
Common Stock BUY 3080 151.32
Common Stock SELL 11 152.32
Common Stock BUY 4 151.455
Common Stock SELL 9 151.844
Common Stock SELL 12 153.7
Common Stock SELL 1 151.87
Common Stock SELL 1 151.87
Common Stock SELL 2 152.015
Common Stock SELL 32 153.7
Common Stock SELL 14 153.7
Common Stock BUY 15 153.555
Common Stock SELL 1 153.7
Common Stock SELL 4 153.7
Common Stock SELL 2 150.8
Common Stock BUY 5 150.97
Common Stock BUY 5 151.717
Common Stock SELL 13 151.32
Common Stock BUY 75 151.717
Common Stock BUY 16 151.32
Common Stock BUY 142 151.83
Common Stock SELL 6 151.6
Common Stock SELL 47 151.32
Common Stock SELL 18 151.32
Common Stock SELL 34 151.07
Common Stock BUY 9 150.97
Common Stock BUY 6 151.32
Common Stock BUY 22 151.32
Common Stock BUY 6 151.32
Common Stock BUY 114 154.464
Common Stock BUY 313 154.464
Common Stock SELL 219 151.32
Common Stock SELL 2734 151.32
Common Stock SELL 8051 151.532
Common Stock SELL 1 151.87
Common Stock BUY 15 153.555333
Common Stock SELL 9 151.844444
Common Stock BUY 4 151.455
Common Stock SELL 32 153.7
Common Stock SELL 14 153.7
Common Stock SELL 2 152.015
Common Stock SELL 2 150.8
Common Stock SELL 1 153.7
Common Stock SELL 1 151.87
Common Stock SELL 12 153.7
Common Stock SELL 4 153.7
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23(rd) June 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .
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