REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
Yesterday 14:45
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RNS Number : 0297P Northern Trust Corporation 30 June 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 27(th) June 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 13,785,795.00 1.25
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
13,785,795.00 1.25
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers 59445 securities into the
relevant accounts and 35 securities out of the relevant accounts.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock SELL 2833 158.5424
Common Stock BUY 1600 158.1453
Common Stock SELL 1705 158.5424
Common Stock BUY 7474 158.5387
Common Stock BUY 3 158.54
Common Stock BUY 33 158.54
Common Stock SELL 26 158.5424
Common Stock BUY 1258 158.5387
Common Stock BUY 51 158.0063
Common Stock BUY 14 158.07
Common Stock BUY 25 158.54
Common Stock SELL 128 158.54
Common Stock BUY 120097 158.5387
Common Stock BUY 8 158.54
Common Stock SELL 1551 158.5424
Common Stock SELL 184 158.5424
Common Stock SELL 654 158.5424
Common Stock SELL 84 158.18
Common Stock SELL 1941 158.5424
Common Stock SELL 1867 158.5413
Common Stock SELL 18 158.5424
Common Stock BUY 54 158.19
Common Stock BUY 64669 158.54
Common Stock BUY 12 158.19
Common Stock SELL 696 158.5424
Common Stock SELL 7585 158.5413
Common Stock SELL 4800 158.5405
Common Stock SELL 9567 158.5424
Common Stock SELL 5937 158.5424
Common Stock SELL 47 158.54
Common Stock SELL 38 158.54
Common Stock SELL 902 158.5405
Common Stock SELL 187 158.18
Common Stock SELL 468 158.5424
Common Stock SELL 120376 158.5413
Common Stock BUY 3 158.54
Common Stock BUY 5600 158.1453
Common Stock BUY 6 158.54
Common Stock SELL 402 158.54
Common Stock SELL 397 158.5424
Common Stock BUY 5 158.54
Common Stock SELL 30 158.5424
Common Stock SELL 5178 158.5413
Common Stock SELL 742 158.5424
Common Stock SELL 125 158.5424
Common Stock BUY 6304 158.296
Common Stock SELL 1280 158.5424
Common Stock BUY 7 158.54
Common Stock BUY 5 158.54
Common Stock SELL 16 158.5424
Common Stock SELL 632 158.54
Common Stock BUY 66680 158.5387
Common Stock BUY 64 158.19
Common Stock SELL 68 158.18
Common Stock SELL 173 158.5424
Common Stock SELL 512 158.5424
Common Stock BUY 68 158.54
Common Stock SELL 13 158.5405
Common Stock SELL 9 158.54
Common Stock SELL 146 158.5405
Common Stock SELL 2755 158.5424
Common Stock SELL 1 158.54
Common Stock SELL 176 158.5424
Common Stock SELL 8 158.5424
Common Stock BUY 97 158.54
Common Stock SELL 124 158.5405
Common Stock SELL 142 158.5424
Common Stock BUY 9 158.296
Common Stock SELL 57 158.5424
Common Stock SELL 17 158.54
Common Stock SELL 105 158.5405
Common Stock SELL 1776 158.5405
Common Stock BUY 13590 158.5387
Common Stock SELL 263231 158.5413
Common Stock BUY 940 158.54
Common Stock SELL 66 158.54
Common Stock BUY 324 158.18
Common Stock SELL 25 159.65
Common Stock SELL 1 160.495
Common Stock SELL 1 160.495
Common Stock SELL 3 158.98
Common Stock SELL 2 159.155
Common Stock SELL 24 160.445
Common Stock SELL 6 160.495
Common Stock SELL 2 160.445
Common Stock BUY 5 160.97
Common Stock BUY 7 159.305
Common Stock SELL 92 159.61
Common Stock SELL 654 158.542
Common Stock SELL 5725 158.54
Common Stock SELL 176 158.54
Common Stock SELL 115 158.54
Common Stock SELL 38 158.54
Common Stock SELL 128 158.54
Common Stock SELL 9 158.54
Common Stock BUY 8 158.54
Common Stock BUY 7 158.54
Common Stock BUY 12 158.19
Common Stock SELL 66 158.54
Common Stock BUY 33 158.54
Common Stock BUY 51 158.006
Common Stock BUY 9 158.296
Common Stock BUY 6 158.54
Common Stock BUY 3 158.54
Common Stock BUY 14 158.07
Common Stock SELL 1 158.54
Common Stock BUY 3 158.54
Common Stock SELL 17 158.54
Common Stock BUY 5 158.54
Common Stock BUY 5 158.54
Common Stock BUY 25 158.54
Common Stock SELL 30 158.542
Common Stock BUY 324 158.18
Common Stock SELL 187 158.18
Common Stock SELL 57 158.542
Common Stock SELL 68 158.18
Common Stock SELL 84 158.18
Common Stock SELL 142 158.542
Common Stock BUY 2316 158.54
Common Stock SELL 642 158.54
Common Stock SELL 125 158.54
Common Stock SELL 54776 158.54
Common Stock SELL 6 160.495
Common Stock SELL 1 160.5
Common Stock SELL 1 160.5
Common Stock BUY 7 159.305714
Common Stock BUY 5 160.97
Common Stock SELL 2 160.445
Common Stock SELL 3 158.98
Common Stock SELL 24 160.445
Common Stock SELL 2 159.155
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30(th) June 2025
Contact name: London Compliance Team
Telephone number*: 0207 982 2158 or 0207 982 3697
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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