REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated
22/12/2025 14:30
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RNS Number : 5330M Northern Trust Corporation 22 December 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Northern Trust Corporation
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Qualcomm Incorporated.
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 19(th) December 2025
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - Alphawave IP Group plc
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Common Stock
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 12,932,114.00 1.18
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
12,932,114.00 1.18
TOTAL:
Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 14,042 securities in to
relevant account & 24,573securities out of relevant account.
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Common Stock SELL 308 175.2528
Common Stock BUY 517 175.25
Common Stock BUY 7 175.25
Common Stock SELL 17473 175.2528
Common Stock SELL 50 175.2528
Common Stock SELL 636 175.2528
Common Stock BUY 8372 175.25
Common Stock SELL 947 175.251
Common Stock SELL 149 175.25
Common Stock BUY 590 175.25
Common Stock SELL 6 175.25
Common Stock SELL 24 175.2528
Common Stock SELL 109 175.2528
Common Stock BUY 5 175.25
Common Stock SELL 7269 175.2528
Common Stock BUY 4 175.25
Common Stock BUY 2 176.3297
Common Stock BUY 54 175.25
Common Stock BUY 12 176.3297
Common Stock SELL 733 175.251
Common Stock BUY 8 176.3297
Common Stock SELL 1756 175.2528
Common Stock SELL 28 175.2528
Common Stock BUY 276 175.25
Common Stock SELL 1826 175.2528
Common Stock BUY 108 175.25
Common Stock SELL 5 175.2528
Common Stock SELL 114 175.25
Common Stock BUY 28 175.25
Common Stock BUY 100 176.3297
Common Stock SELL 111 175.2528
Common Stock BUY 755 175.25
Common Stock BUY 9 176.3297
Common Stock BUY 154 175.25
Common Stock BUY 25 175.25
Common Stock BUY 1 175.25
Common Stock SELL 10 175.2528
Common Stock SELL 330 175.2528
Common Stock BUY 14 175.25
Common Stock SELL 112 175.2528
Common Stock SELL 20 175.2528
Common Stock BUY 29 175.25
Common Stock SELL 770 175.25
Common Stock SELL 1593 175.25
Common Stock BUY 186 175.25
Common Stock BUY 1 176.3297
Common Stock SELL 119 175.2528
Common Stock BUY 347 175.25
Common Stock BUY 27 175.25
Common Stock BUY 24404 175.2495
Common Stock BUY 1 176.3297
Common Stock SELL 78 175.2528
Common Stock BUY 4 175.25
Common Stock SELL 4 175.2528
Common Stock SELL 62 175.2528
Common Stock SELL 28 175.2528
Common Stock BUY 32 176.3297
Common Stock SELL 216 175.25
Common Stock SELL 503 175.2528
Common Stock BUY 290 175.25
Common Stock SELL 437 175.2528
Common Stock BUY 64 175.25
Common Stock BUY 25 175.25
Common Stock BUY 1032 175.249
Common Stock SELL 2766 175.2528
Common Stock BUY 737 175.25
Common Stock SELL 1068 175.25
Common Stock SELL 205 175.2528
Common Stock SELL 11 175.2528
Common Stock BUY 40 175.25
Common Stock BUY 224 175.25
Common Stock BUY 8 176.3297
Common Stock BUY 96 175.25
Common Stock SELL 8065 175.25
Common Stock BUY 3703 175.25
Common Stock SELL 59 175.2528
Common Stock SELL 23 175.2528
Common Stock BUY 293 175.25
Common Stock SELL 35 175.2528
Common Stock BUY 42 175.25
Common Stock BUY 9 175.25
Common Stock SELL 77 175.2528
Common Stock BUY 583 175.25
Common Stock BUY 18 175.25
Common Stock SELL 148 176.3298
Common Stock BUY 26 175.25
Common Stock BUY 4 175.25
Common Stock SELL 4076 175.25
Common Stock SELL 8 175.2528
Common Stock BUY 4 175.25
Common Stock SELL 1534 175.2528
Common Stock BUY 132 175.25
Common Stock SELL 98 176.1
Common Stock SELL 263 175.2528
Common Stock BUY 1969 175.25
Common Stock SELL 12 175.2528
Common Stock SELL 1 175.25
Common Stock SELL 8 176.3298
Common Stock BUY 4 175.25
Common Stock BUY 45 175.25
Common Stock SELL 1079 175.25
Common Stock SELL 2462 175.2528
Common Stock SELL 253 175.2528
Common Stock SELL 80 175.25
Common Stock BUY 312 175.25
Common Stock SELL 1414 175.2528
Common Stock BUY 181 175.25
Common Stock SELL 140 175.2528
Common Stock BUY 1 176.3297
Common Stock BUY 185 175.25
Common Stock BUY 5 175.25
Common Stock SELL 625 175.2528
Common Stock BUY 145 175.25
Common Stock SELL 213 176.1
Common Stock SELL 33 175.2528
Common Stock BUY 2990 175.25
Common Stock SELL 5 175.942
Common Stock SELL 1 176.33
Common Stock SELL 8 176.15
Common Stock BUY 9 176.375
Common Stock BUY 9 176.375
Common Stock SELL 1 176.675
Common Stock SELL 81 176.13
Common Stock SELL 81 175.25
Common Stock SELL 28 175.25
Common Stock SELL 119 175.253
Common Stock SELL 28 175.253
Common Stock BUY 1568 175.25
Common Stock BUY 452 175.25
Common Stock BUY 1 176.33
Common Stock BUY 32 176.33
Common Stock SELL 1 175.25
Common Stock BUY 12 176.33
Common Stock BUY 2 176.33
Common Stock BUY 64 175.25
Common Stock BUY 9 176.33
Common Stock BUY 8 176.33
Common Stock BUY 25 175.25
Common Stock BUY 5 175.25
Common Stock BUY 1 176.33
Common Stock BUY 1 176.33
Common Stock SELL 148 176.33
Common Stock SELL 8 176.33
Common Stock BUY 5 175.25
Common Stock BUY 8 176.33
Common Stock BUY 4 175.25
Common Stock BUY 27 175.25
Common Stock BUY 4 175.25
Common Stock BUY 4 175.25
Common Stock BUY 100 176.33
Common Stock SELL 6 175.25
Common Stock SELL 5 175.253
Common Stock BUY 7 175.25
Common Stock SELL 11 175.253
Common Stock SELL 8 175.253
Common Stock SELL 50 175.253
Common Stock BUY 8372 175.25
Common Stock BUY 9 175.25
Common Stock BUY 40 175.25
Common Stock SELL 20 175.253
Common Stock SELL 24 175.253
Common Stock SELL 28 175.253
Common Stock BUY 13421 175.25
Common Stock SELL 311 175.25
Common Stock SELL 371 175.25
Common Stock SELL 1526 175.366
Common Stock SELL 23 175.25
Common Stock SELL 1826 175.253
Common Stock SELL 1 176.33
Common Stock SELL 1 176.68
Common Stock BUY 9 176.375556
Common Stock SELL 5 175.942
Common Stock SELL 176 175.942216
Common Stock BUY 9 176.375556
Common Stock SELL 8 176.15
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22(nd) December 2025
Contact name: London Compliance Team
Telephone number*: +44777 105 6578 or +44207 982 3386
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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