REG-Verition Fund Management LLC Form 8.3 - Qualcomm Incorporated
Wed 15:45
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Form 8.3 - Qualcomm Incorporated
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH
INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Verition Fund Management LLC
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form
relates:
QUALCOMM INCORPORATED
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to
10 June 2025
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes – ALPHAWAVE IP GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common= ISIN US7475251036
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 24,979 0.00 263,230 0.03
(2) Cash-settled derivatives: 8,276 0.00 8,599 0.00
(3) Stock-settled derivatives (including options) and agreements to 75,900 0.01 47,600 0.00
purchase/sell:
TOTAL: 109,155 0.01 319,429 0.03
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions)
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
(USD)
USD 0.0001 common Sale 100 158.87
USD 0.0001 common Sale 100 159.21
USD 0.0001 common Sale 100 159.12
USD 0.0001 common Sale 100 159.13
USD 0.0001 common Sale 200 159.16
USD 0.0001 common Sale 100 159.16
USD 0.0001 common Sale 100 159.16
USD 0.0001 common Sale 100 159.17
USD 0.0001 common Sale 200 158.92
USD 0.0001 common Sale 1352 158.96
USD 0.0001 common Sale 2323 158.27
USD 0.0001 common Sale 1791 158.26
USD 0.0001 common Purchase 2724 157.81
USD 0.0001 common Purchase 5106 159.11
USD 0.0001 common Purchase 230 159.13
USD 0.0001 common Sale 2 158.19
USD 0.0001 common Sale 1830 158.53
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD
e.g. opening/closing a long/short position, increasing/reducing a long/short
(GBp)
position
USD 0.0001 common CFD Reducing a Short position 118 159.03
USD 0.0001 common CFD Increasing a Long position 2,871 159.14
USD 0.0001 common CFD Increasing a Long position 3,095 159.05
USD 0.0001 common CFD Reducing a Long position 2,871 159.13
USD 0.0001 common CFD Reducing a Long position 3,095 159.13
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 11 June 2025
Contact name: Aurelie Lauduique
Telephone number*: +44 20 4536 5452
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=54272684&newsitemid=20250611926164&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=02c1f99e6f0475cd66258d6502bf8aad)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: VERITION FUND MANAGEMENT LLC
Name of offeror/offeree in relation to whose relevant securities the QUALCOMM INCORPORATED
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit (USD) Type, e.g. American, European etc. Expiry date
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,400 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 1,300 195 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 2,900 175 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 300 185 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 500 180 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 3,000 190 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 6,500 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 4,900 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 9,000 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 5,800 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 8,800 180 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 3,800 175 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 7,100 185 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 3,600 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 700 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 700 170 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 1,600 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 4,100 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 1,000 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 600 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 600 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 12,800 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 4,700 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 4,400 130 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 11,900 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,800 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,400 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,600 140 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 400 140 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 7,900 140 American 16-Jan-26
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=54272684&newsitemid=20250611926164&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=2ca4e7df63bf55898b94caa5f186d1d3)
.
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(https://www.businesswire.com/news/home/20250611926164/en/)
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