REG-Verition Fund Management LLC Form 8.3 - QUALCOMM INCORPORATED
13/08/2025 14:00
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Form 8.3 - QUALCOMM INCORPORATED
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Verition Fund Management LLC
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form
relates:
QUALCOMM INCORPORATED
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to
11 August 2025
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes – ALPHAWAVE IP GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common / ISIN US7475251036
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 11,152 0.001 85,852 0.008
(2) Cash-settled derivatives: 22,139 0.002 112,271 0.010
(3) Stock-settled derivatives (including options) and agreements to 77,800 0.007 53,300 0.004
purchase/sell:
TOTAL: 111,091 0.010 251,423 0.022
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions)
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
1. Purchases and sales
Class of Relevant Security Number of securities Price per unit
ISIN US7475251036 (USD)
USD 0.0001 common Sale 100 148.16
USD 0.0001 common Sale 57 147.89
USD 0.0001 common Sale 100 147.83
USD 0.0001 common Sale 100 147.80
USD 0.0001 common Sale 16 147.86
USD 0.0001 common Sale 100 147.88
USD 0.0001 common Purchase 777 148.99
USD 0.0001 common Sale 100 148.28
USD 0.0001 common Sale 100 148.21
USD 0.0001 common Sale 100 147.80
USD 0.0001 common Sale 355 149.15
USD 0.0001 common Sale 29 147.86
USD 0.0001 common Sale 100 148.45
USD 0.0001 common Sale 100 147.90
USD 0.0001 common Sale 3 148.47
USD 0.0001 common Sale 100 148.42
USD 0.0001 common Sale 100 148.39
USD 0.0001 common Sale 100 148.35
USD 0.0001 common Sale 100 147.77
USD 0.0001 common Sale 100 148.47
USD 0.0001 common Sale 100 148.41
USD 0.0001 common Sale 100 147.83
USD 0.0001 common Sale 100 148.36
USD 0.0001 common Sale 100 147.89
USD 0.0001 common Sale 100 148.46
USD 0.0001 common Sale 100 148.52
USD 0.0001 common Sale 100 148.48
USD 0.0001 common Sale 664 149.36
USD 0.0001 common Sale 100 148.52
USD 0.0001 common Sale 100 148.50
USD 0.0001 common Sale 100 148.97
USD 0.0001 common Sale 100 148.50
USD 0.0001 common Sale 12 147.85
USD 0.0001 common Sale 100 148.42
USD 0.0001 common Sale 100 148.13
USD 0.0001 common Purchase 105 147.95
USD 0.0001 common Sale 100 148.39
USD 0.0001 common Sale 100 147.84
USD 0.0001 common Sale 100 148.45
USD 0.0001 common Sale 100 147.92
USD 0.0001 common Sale 100 148.10
USD 0.0001 common Sale 864 149.16
USD 0.0001 common Sale 2,030 149.14
USD 0.0001 common Sale 60 148.41
USD 0.0001 common Purchase 2,902 147.97
USD 0.0001 common Sale 100 148.52
USD 0.0001 common Sale 100 148.53
USD 0.0001 common Sale 1,400 147.97
USD 0.0001 common Sale 100 148.03
USD 0.0001 common Sale 100 147.87
USD 0.0001 common Sale 100 148.22
USD 0.0001 common Sale 100 147.83
USD 0.0001 common Sale 100 148.33
USD 0.0001 common Sale 100 147.83
USD 0.0001 common Sale 9 147.88
USD 0.0001 common Sale 38 147.86
USD 0.0001 common Sale 100 148.17
USD 0.0001 common Sale 9 147.87
USD 0.0001 common Sale 100 147.80
USD 0.0001 common Sale 6 147.84
USD 0.0001 common Sale 100 148.16
USD 0.0001 common Sale 15 147.88
USD 0.0001 common Sale 100 148.39
USD 0.0001 common Sale 100 148.38
USD 0.0001 common Sale 100 148.39
USD 0.0001 common Sale 837 148.85
USD 0.0001 common Sale 100 148.39
USD 0.0001 common Sale 76 148.23
USD 0.0001 common Sale 100 148.47
USD 0.0001 common Sale 100 148.17
USD 0.0001 common Sale 100 148.06
USD 0.0001 common Sale 256 147.97
USD 0.0001 common Purchase 100 148.94
USD 0.0001 common Sale 100 147.91
USD 0.0001 common Sale 665 149.38
USD 0.0001 common Sale 19 147.87
USD 0.0001 common Sale 100 148.40
USD 0.0001 common Sale 100 148.36
USD 0.0001 common Sale 7 147.83
USD 0.0001 common Sale 45 147.86
USD 0.0001 common Sale 6 147.89
USD 0.0001 common Sale 100 148.48
USD 0.0001 common Sale 100 147.85
USD 0.0001 common Sale 7 148.46
USD 0.0001 common Sale 3 148.49
USD 0.0001 common Sale 100 148.42
USD 0.0001 common Sale 11 147.88
USD 0.0001 common Sale 100 148.46
USD 0.0001 common Sale 100 148.52
USD 0.0001 common Sale 100 147.75
USD 0.0001 common Sale 100 148.44
USD 0.0001 common Sale 100 148.35
USD 0.0001 common Sale 100 147.81
1. Cash-settled derivative transactions
Class of Relevant Security Product Description Nature of dealing Number of reference securities Price per unit
ISIN US7475251036
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short (USD)
position
USD 0.0001 common CFD Reducing a long position 17 149.23
USD 0.0001 common CFD Reducing a long position 70 149.72
USD 0.0001 common CFD Reducing a short position 373 148.12
USD 0.0001 common CFD Reducing a short position 525 148.93
USD 0.0001 common CFD Reducing a long position 1 148.45
USD 0.0001 common CFD Increasing a long position 200 147.97
USD 0.0001 common CFD Reducing a long position 1 147.97
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit (USD) Type Expiry date Option money paid/ received per unit (USD)
e.g. American, European etc.
USD 0.0001 common Put Option Purchase 1,700 150.00 American 20/03/2026 13.60
USD 0.0001 common Call Option Purchase 1,500 150.00 American 20/03/2026 14.05
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 12 August 2025
Contact name: Aurelie Lauduique
Telephone number*: +44 20 4536 5452
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: VERITION FUND MANAGEMENT LLC
Name of offeror/offeree in relation to whose relevant securities the QUALCOMM INCORPORATED
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit (USD) Type, e.g. American, European etc. Expiry date
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 34 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 1 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 13 195 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 29 175 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 3 185 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 5 180 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 30 190 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 90 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 49 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 65 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 58 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 1 160 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 88 180 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 38 175 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 71 185 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 36 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 7 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 7 170 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 16 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 41 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 6 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 10 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 6 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 128 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 47 145 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 44 130 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 119 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 1 150 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 1 165 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 34 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 38 155 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 36 140 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 4 140 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 79 140 American 16-Jan-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 40 155 American 20-Mar-26
USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 17 150 American 20-Mar-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 4 155 American 20-Mar-26
USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 15 150 American 20-Mar-26
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=54307213&newsitemid=20250812195349&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=4c2a51cea8503cc40d8f9cc96c303d0d)
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