REG - Verition Fund Mgmt Qualcomm Inc Alphawave IP Group - Form 8.3- Qualcomm Incorporated
09/12/2025 16:45
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RNS Number : 8922K Verition Fund Management LLC 09 December 2025
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Verition Fund Management LLC
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form
relates:
QUALCOMM INCORPORATED
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date 8 December 2025
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes - ALPHAWAVE IP GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.0001 common / ISIN US7475251036
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 14,125 0.001 368,302 0.030
(2) Cash-settled derivatives: 8,358 0.001 234,280 0.020
(3) Stock-settled derivatives (including options) and agreements to 43,100 0.004 50,600 0.005
purchase/sell:
TOTAL: 65,583 0.006 653,182 0.055
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions)
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of Relevant Security Purchase/ Sale Number of securities Price per unit
US7475251036 (USD)
USD 0.0001 common Sale 15 174.64
USD 0.0001 common Sale 60 174.69
USD 0.0001 common Sale 8 174.64
USD 0.0001 common Purchase 1,428 174.81
USD 0.0001 common Purchase 451 175.31
USD 0.0001 common Purchase 52 174.54
USD 0.0001 common Sale 1 174.62
USD 0.0001 common Purchase 15 174.63
USD 0.0001 common Sale 2,500 174.70
USD 0.0001 common Sale 2,000 175.09
USD 0.0001 common Sale 5,715 175.31
USD 0.0001 common Sale 28 174.63
USD 0.0001 common Purchase 252 174.81
USD 0.0001 common Purchase 63 175.31
(b) cash-settled derivative transactions
Class of relevant security: US0240611030 Product description e.g. CFD Nature of dealing e.g. opening/closing a long/short position, Number of reference securities Price per unit (USD)
increasing/reducing a long/short position
USD 0.001 Common CFD Reducing a short position 3,158 175.00
USD 0.001 Common CFD Reducing a long position 3,327 174.52
USD 0.001 Common CFD Reducing a short position 1,000 174.81
USD 0.001 Common CFD Increasing a short position 1,100 175.00
USD 0.001 Common CFD Reducing a short position 1,417 174.75
USD 0.001 Common CFD Increasing a long position 1,428 175.31
USD 0.001 Common CFD Reducing a short position 16 175.06
USD 0.001 Common CFD Increasing a long position 4,287 175.31
USD 0.001 Common CFD Reducing a short position 1,200 174.81
USD 0.001 Common CFD Increasing a short position 3,100 175.31
USD 0.001 Common CFD Reducing a short position 639 175.09
USD 0.001 Common CFD Increasing a short position 1,000 175.31
USD 0.001 Common CFD Reducing a short position 690 174.52
USD 0.001 Common CFD Reducing a short position 30 174.47
USD 0.001 Common CFD Increasing a short position 82 174.35
USD 0.001 Common CFD Increasing a short position 1,735 175.28
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit (USD) Type Expiry date Option money paid/ received per unit (USD)
USD 0.0001 common / ISIN: US7475251036 Call Option Purchasing 5,000 180 American 16-Jan-26 5
USD 0.0001 common / ISIN: US7475251036 Call Option Purchasing 5,000 180 American 16-Jan-26 4.8
USD 0.0001 common / ISIN: US7475251036 Call Option Selling 100 175 American 16-Jan-26 7
USD 0.0001 common / ISIN: US7475251036 Put Option Selling 100 180 American 16-Jan-26 9.2
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 December 2025
Contact name: Aurelie Lauduique
Telephone number*: +44 20 4536 5452
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: VERITION FUND MANAGEMENT LLC
Name of offeror/offeree in relation to whose relevant securities the QUALCOMM INCORPORATED
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Position date Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit (USD) Type, e.g. American, European etc. Expiry date
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,400 145 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 4,900 160 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 160 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Written - 5,000 180 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 200 175 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 1,600 150 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 600 155 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 600 145 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 12,800 145 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 100 150 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 3,800 155 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 200 140 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 2,900 140 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 4,000 155 American 20-Mar-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 1,700 150 American 20-Mar-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 1,000 150 American 20-Mar-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 2,000 150 American 15-Jan-27
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 300 145 American 15-Jan-27
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Written - 1,500 149 American 19-Dec-25
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Put Option Purchased 15,000 165 American 16-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Purchased 17,000 180 American 09-Jan-26
8-Dec-25 USD 0.0001 common / ISIN: US7475251036 Call Option Written - 15,000 165 American 16-Jan-26
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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