REG - Quilter PLC Smith (DS) PLC - Form 8.3 - DS Smith PLC

QuilterAnnouncement

11/04/2024 15:00

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RNS Number : 2878K  Quilter PLC  11 April 2024

 FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      Quilter PLC (and subsidiaries)
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   DS Smith PLC
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       10/04/2024

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           Yes - Mondi PLC
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          10p ordinary

                                                                      Interests          Short positions

                                                                      Number      %      Number    %
 (1) Relevant securities owned and/or controlled:                     25,225,416  1.82
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      25,225,416  1.82

      TOTAL:

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit
 10p ordinary                Purchase       290                   4.0555
 10p ordinary                Purchase       515                   4.091
 10p ordinary                Purchase       220                   4.073352
 10p ordinary                Purchase       784                   4.087499
 10p ordinary                Purchase       370                   4.0609980
 10p ordinary                Purchase       410                   4.1024290
 10p ordinary                Sale           3,650                 4.0790000
 10p ordinary                Sale           726                   4.0905000
 10p ordinary                Sale           390                   4.1005000
 10p ordinary                Sale           925                   4.0945000
 10p ordinary                Sale           525                   4.0930000
 10p ordinary                Sale           734                   4.0930000
 10p ordinary                Sale           602                   4.0510000
 10p ordinary                Sale           250                   4.0890000
 10p ordinary                Sale           25                    4.1420000
 10p ordinary                Sale           663                   4.0970000
 10p ordinary                Sale           1,000                 4.0785000
 10p ordinary                Sale           500                   4.0785000
 10p ordinary                Sale           275                   4.1235000
 10p ordinary                Sale           801                   4.0550000
 10p ordinary                Sale           220                   4.0706360
 10p ordinary                Sale           1,160                 4.0810000
 10p ordinary                Sale           1,450                 4.0810000
 10p ordinary                Sale           585                   4.1030000
 10p ordinary                Sale           2,112                 4.0885000
 10p ordinary                Sale           370                   4.0590000
 10p ordinary                Sale           129                   4.092
 10p ordinary                Sale           685                   4.0785
 10p ordinary                Sale           410                   4.101
 10p ordinary                Sale           1,201                 4.0905
 10p ordinary                Sale           1,137                 4.083
 10p ordinary                Sale           150                   4.114
 10p ordinary                Sale           6,590                 4.088527
 10p ordinary                Sale           4,455                 4.083
 10p ordinary                Sale           863                   4.091
 10p ordinary                Sale           3250                  4.082505

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion
 10p ordinary                Transfer out                    649

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

 

 

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  11/04/2024
 Contact name:        Henry Nevin
 Telephone number:    +44 (0)207 150 4209

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

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