REG - Rathbone Brothers - Director/PDMR Shareholding
RNS Number : 3091IRathbone Brothers PLC07 August 2019Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company announces that on 5 August 2019:
(i) ordinary shares of 5p were allotted at £21.35 (mid-market close on 2 August 2019) to Equiniti Share Plan Trustees Limited, the trustee of the Company's Inland Revenue Approved Share Incentive Plan in respect of partnership shares and matching shares. Subject to the deed and rules of the plan, the shares will continue to be held on the behalf of the following PDMRs.
The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Stockton
2
Reason for the notification
a)
Position/status
Chief Executive Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rathbone Brothers Plc
b)
LEI
213800MBTHM6UE8ZQP29
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 5p each
ISIN: GB0002148343
b)
Nature of the transaction
Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£21.35
7 partnership shares
£21.35
7 matching shares
d)
Aggregated information
- Aggregated volume
- Price
Not applicable - single transaction
e)
Date of the transaction
2019-08-05
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Mike Bolsover
2
Reason for the notification
a)
Position/status
Head of Strategy and Organisation Development
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rathbone Brothers Plc
b)
LEI
213800MBTHM6UE8ZQP29
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 5p each
ISIN: GB0002148343
b)
Nature of the transaction
Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£21.35
8 partnership shares
£21.35
8 matching shares
d)
Aggregated information
- Aggregated volume
- Price
Not applicable - single transaction
e)
Date of the transaction
2019-08-05
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Andrew Butcher
2
Reason for the notification
a)
Position/status
Chief Operating Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rathbone Brothers Plc
b)
LEI
213800MBTHM6UE8ZQP29
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 5p each
ISIN: GB0002148343
b)
Nature of the transaction
Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£21.35
7 partnership shares
£21.35
7 matching shares
d)
Aggregated information
- Aggregated volume
- Price
Not applicable - single transaction
e)
Date of the transaction
2019-08-05
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Sarah Owen-Jones
2
Reason for the notification
a)
Position/status
Chief Risk Officer
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rathbone Brothers Plc
b)
LEI
213800MBTHM6UE8ZQP29
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 5p each
ISIN: GB0002148343
b)
Nature of the transaction
Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£21.35
7 partnership shares
£21.35
7 matching shares
d)
Aggregated information
- Aggregated volume
- Price
Not applicable - single transaction
e)
Date of the transaction
2019-08-05
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Mike Webb
2
Reason for the notification
a)
Position/status
CEO of RUTM and Head of Marketing
b)
Initial notification/Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Rathbone Brothers Plc
b)
LEI
213800MBTHM6UE8ZQP29
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 5p each
ISIN: GB0002148343
b)
Nature of the transaction
Acquisition of partnership and matching shares under the Rathbone Brothers Plc Inland Revenue Approved Share Incentive Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
£21.35
6 partnership shares
£21.35
6 matching shares
d)
Aggregated information
- Aggregated volume
- Price
Not applicable - single transaction
e)
Date of the transaction
2019-08-05
f)
Place of the transaction
Outside a trading venue
(ii) an administrative error was identified in the grant of a share award made to Jennifer Mathias on 10 May 2019 under the Rathbone Brothers Plc 2019 JEM Plan. As a result, Jennifer Mathias has waived her rights to this award and will not benefit from this plan in the future.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
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