REG - Rathbone Brothers - Director/PDMR Shareholding

RathbonesAnnouncement

26/03/2021 15:00

RNS Number : 6943T
  
Rathbone Brothers PLC
  
26 March 2021
  
 

Rathbone Brothers Plc (the "Company") 
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan ("EIP"), awards made on 23 March 2016, and 20% of awards made on 23 March 2017, 2018, 2019 & 2020 to the following PDMRs have vested. The vested shares for EIP 2017, 2018, 2019 & 2020 are subject to a sale restriction period.
 
The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.
 
Enquiries:
 
Ali Johnson
Company Secretary
Telephone - 07901 118456
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
 



1


Details of the person discharging managerial responsibilities/person closely associated




a)


Name


Paul Stockton




2


Reason for the notification




a)


Position/status


Chief Executive Officer




b)


Initial notification/Amendment


Initial notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Rathbone Brothers Plc




b)


LEI


213800MBTHM6UE8ZQP29




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
Identification code


Ordinary Shares of 5p each
ISIN: GB0002148343




b)


Nature of the transaction


Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.




c)


Price(s) and volume(s)


Price(s)


Volume(s)




Nil


EIP 2016 vest:
12,229




 


 


Nil


EIP 2017, 2018, 2019 & 2020 vests:
11,935




d)


Aggregated information 
 
- Aggregated volume
- Price


 
Not applicable - single transaction




e)


Date of the transaction


2021-03-24




f)


Place of the transaction


Outside a trading venue



 
 



1


Details of the person discharging managerial responsibilities/person closely associated




a)


Name


Jennifer Mathias




2


Reason for the notification




a)


Position/status


Group Finance Director




b)


Initial notification/Amendment


Initial notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Rathbone Brothers Plc




b)


LEI


213800MBTHM6UE8ZQP29




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
Identification code


Ordinary Shares of 5p each
ISIN: GB0002148343




b)


Nature of the transaction


Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.




c)


Price(s) and volume(s)


Price(s)


Volume(s)




Nil


 EIP 2020 vest:
  2,649




d)


Aggregated information 
 
- Aggregated volume
- Price


 
Not applicable - single transaction




e)


Date of the transaction


2021-03-24




f)


Place of the transaction


Outside a trading venue



 
 



1


Details of the person discharging managerial responsibilities/person closely associated




a)


Name


Sarah Owen-Jones




2


Reason for the notification




a)


Position/status


Chief Risk Officer




b)


Initial notification/Amendment


Initial notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Rathbone Brothers Plc




b)


LEI


213800MBTHM6UE8ZQP29




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
Identification code


Ordinary Shares of 5p each
ISIN: GB0002148343




b)


Nature of the transaction


Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.




c)


Price(s) and volume(s)


Price(s)


Volume(s)




Nil


EIP 2017, 2018, 2019 & 2020 vests:
 8,609




d)


Aggregated information 
 
- Aggregated volume
- Price


 
Not applicable - single transaction




e)


Date of the transaction


2021-03-24




f)


Place of the transaction


Outside a trading venue



 
 



1


Details of the person discharging managerial responsibilities/person closely associated




a)


Name


Mike Webb




2


Reason for the notification




a)


Position/status


CEO of RUTM




b)


Initial notification/Amendment


Initial notification




3


Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor




a)


Name


Rathbone Brothers Plc




b)


LEI


213800MBTHM6UE8ZQP29




4


Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted




a)


Description of the financial instrument, type of instrument
Identification code


Ordinary Shares of 5p each
ISIN: GB0002148343




b)


Nature of the transaction


Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan.




c)


Price(s) and volume(s)


Price(s)


Volume(s)




Nil


 EIP 2016 vest:
 10,690




 


 


Nil


EIP 2017, 2018, 2019 & 2020 vests:
 9,791




d)


Aggregated information 
 
- Aggregated volume
- Price


 
Not applicable - single transaction




e)


Date of the transaction


2021-03-24




f)


Place of the transaction


Outside a trading venue



 
 

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