REG - Rathbone Brothers - Holding(s) in Company

RathbonesAnnouncement

10/05/2021 09:55

RNS Number : 0741Y
  
Rathbone Brothers PLC
  
10 May 2021
  
 

TR-1: Standard form for notification of major holdings 

1. Issuer Details 



ISIN 


GB0002148343 


Issuer Name 


RATHBONE BROTHERS PUBLIC LIMITED COMPANY 


UK or Non-UK Issuer 


UK 



2. Reason for Notification 


An acquisition or disposal of voting rights 


3. Details of person subject to the notification obligation 



Name 


Massachusetts Financial Services Company 


City of registered office (if applicable) 


Boston 


Country of registered office (if applicable) 


USA 



4. Details of the shareholder 





Name 


City of registered office 


Country of registered office 




MFS invests in securities of the issuer on behalf of its various mutual funds and institutional account clients and qualifies under exemption DTR 5.1.5R(1) as a U.S. Registered Investment Manager. 













5. Date on which the threshold was crossed or reached 


06-May-2021 


6. Date on which Issuer notified 


07-May-2021 


7. Total positions of person(s) subject to the notification obligation 







% of voting rights attached to shares (total of 8.A) 


% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) 


Total of both in % (8.A + 8.B) 


Total number of voting rights held in issuer 




Resulting situation on the date on which threshold was crossed or reached 


4.526% 


0.000%


4.526%


2,644,639 




Position of previous notification (if applicable) 




















8. Notified details of the resulting situation on the date on which the threshold was crossed or reached 


8A. Voting rights attached to shares 





Class/Type of shares ISIN code(if possible) 


Number of direct voting rights (DTR5.1) 


Number of indirect voting rights (DTR5.2.1) 


% of direct voting rights (DTR5.1) 


% of indirect voting rights (DTR5.2.1) 




GB0002148343 






2,644,639 






4.526%




Sub Total 8.A 


2,644,639 


4.526% 





8B1. Financial Instruments according to (DTR5.3.1R.(1) (a)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Number of voting rights that may be acquired if the instrument is exercised/converted 


% of voting rights 


























Sub Total 8.B1 

















8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) 





Type of financial instrument 


Expiration date 


Exercise/conversion period 


Physical or cash settlement 


Number of voting rights 


% of voting rights 






























Sub Total 8.B2 

















9. Information in relation to the person subject to the notification obligation 


2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary) 





Ultimate controlling person 


Name of controlled undertaking 


% of voting rights if it equals or is higher than the notifiable threshold 


% of voting rights through financial instruments if it equals or is higher than the notifiable threshold 


Total of both if it equals or is higher than the notifiable threshold 




Massachusetts Financial Services Company 














0.000%




Massachusetts Financial Services Company 


MFS Heritage Trust Company 










0.000% 




Massachusetts Financial Services Company 


MFS Institutional Advisors, Inc. 










0.000% 




Massachusetts Financial Services Company 


MFS International Limited 










0.000% 




Massachusetts Financial Services Company 


MFS International Holdings Pty Ltd 










0.000% 




Massachusetts Financial Services Company 


MFS International (U.K.) Limited 










0.000% 





10. In case of proxy voting 



Name of the proxy holder 


 


The number and % of voting rights held 


  


The date until which the voting rights will be held 


 



11. Additional Information 


 


12. Date of Completion 


07-May-2021 


13. Place Of Completion 


Boston, Massachusetts, USA 


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