REG-Rathbone Brothers Plc : Block listing Interim Review <Origin Href="QuoteRef">RAT.L</Origin>

RathbonesAnnouncement

16/05/2017 10:45

      
BLOCK LISTING SIX MONTHLY RETURN
    
Information provided on this form must be typed or printed electronically and provided to an ris.
    
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
  
Date: 16 May 2017
                                                                                      
   Name of applicant:   
   Rathbone Brothers Plc    
   Name of scheme:   
   Share Incentive Plans    
   Period of return:   
   From:   
   13 November 2016   
   To:   
   13 May 2017    
   Balance of unallotted securities under scheme(s) from   previous return:   
   312,459   
   Plus: The amount   by which the block scheme(s) has been increased since the date of the last   return (if any increase has been applied for):   
   0   
   Less: Number of securities   issued/allotted under scheme(s) during period (see LR3.5.7G):   
   12,103   
   Equals: Balance   under scheme(s) not yet issued/allotted at end of period:   
   300,356   
  
                       
   Name of contact:   
   Ali Johnson, Company Secretary    
   Telephone number of contact:   
   0207 399 0326    
                                          
BLOCK LISTING SIX MONTHLY RETURN
    
Information provided on this form must be typed or printed electronically and provided to an ris.
    
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
  
Date: 16 May 2017
                                                                                      
   Name of applicant:   
   Rathbone Brothers Plc    
   Name of scheme:   
   Savings Related Share Option Plan (SAYE)    
   Period of return:   
   From:   
   13 November 2016   
   To:   
   13 May 2017    
   Balance of unallotted securities under scheme(s) from   previous return:   
   140,701   
   Plus: The amount   by which the block scheme(s) has been increased since the date of the last   return (if any increase has been applied for):   
   0   
   Less: Number of securities   issued/allotted under scheme(s) during period (see LR3.5.7G):   
   15,311   
   Equals: Balance   under scheme(s) not yet issued/allotted at end of period:   
   125,390   
  
                       
   Name of contact:   
   Ali Johnson, Company Secretary    
   Telephone number of contact:   
   0207 399 0326    
                                              
BLOCK LISTING SIX MONTHLY RETURN
    
Information provided on this form must be typed or printed electronically and provided to an ris.
    
(Note: Italicised terms have the same meaning as given in the Listing Rules.)
  
Date: 16 May 2017
                                                                                      
   Name of applicant:   
   Rathbone Brothers Plc    
   Name of scheme:   
   Executive Incentive Plan (EIP)    
   Period of return:   
   From:   
   20 March 2017   
   To:   
   13 May 2017    
   Balance of unallotted securities under scheme(s) from   previous return:   
   350,000   
   Plus: The amount   by which the block scheme(s) has been increased since the date of the last   return (if any increase has been applied for):   
   0   
   Less: Number of securities   issued/allotted under scheme(s) during period (see LR3.5.7G):   
   0   
   Equals: Balance   under scheme(s) not yet issued/allotted at end of period:   
   350,000   
  
                       
   Name of contact:   
   Ali Johnson, Company Secretary    
   Telephone number of contact:   
   0207 399 0326    
                                                 


This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc  via Globenewswire