REG-Rathbone Brothers Plc : Block listing Interim Review <Origin Href="QuoteRef">RAT.L</Origin>

RathbonesAnnouncement

10/11/2017 11:15

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BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and
provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

 Name of applicant :                                                                                                                             Rathbone Brothers Plc                    
 Name of scheme:                                                                                                                                 Share Incentive Plan                     
 Period of return:                                                       From:                                                                   13 May 2017  To:       10 November 2017  
 Balance of unallotted securities under scheme(s) from previous return:                                                                          300,356                                  
 Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):      440,000                                  
 Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):                                                        220,681                                  
 Equals: Balance under scheme(s) not yet issued/allotted at end of period:                                                                       519,675                                  

 Name of contact:              Ali Johnson, Company Secretary  
 Telephone number of contact:  0207 399 0326                   

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and
provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

 Name of applicant :                                                                                                                             Rathbone Brothers Plc                             
 Name of scheme:                                                                                                                                 Savings Related Share Option Plan (SAYE)          
 Period of return:                                                       From:                                                                   13 May 2017     To:             10 November 2017  
 Balance of unallotted securities under scheme(s) from previous return:                                                                          125,390                                           
 Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):      545,000                                           
 Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):                                                        205,697                                           
 Equals: Balance under scheme(s) not yet issued/allotted at end of period:                                                                       464,693                                           

 Name of contact:              Ali Johnson, Company Secretary  
 Telephone number of contact:  0207 399 0326                   

BLOCK LISTING SIX MONTHLY RETURN

Information provided on this form must be typed or printed electronically and
provided to an ris.

(Note: Italicised terms have the same meaning as given in the Listing Rules.)

Date: 10 November 2017

 Name of applicant :                                                                                                                             Rathbone Brothers Plc                       
 Name of scheme:                                                                                                                                 Executive Incentive Plan (EIP)              
 Period of return:                                                       From:                                                                   13 May 2017  To:          10 November 2017  
 Balance of unallotted securities under scheme(s) from previous return:                                                                          350,000                                     
 Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):      0                                           
 Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):                                                        168,330                                     
 Equals: Balance under scheme(s) not yet issued/allotted at end of period:                                                                       181,670                                     

 Name of contact:              Ali Johnson, Company Secretary  
 Telephone number of contact:  0207 399 0326                   
This announcement is distributed by Nasdaq Corporate Solutions on behalf of
Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for
the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via Globenewswire